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Senior Director, Cyber-Enabled Fraud and Analytics - Any... responsible for overseeing cyber-enabled fraud investigations involving member firms... analytics to support complex investigations and examinations. This senior level position requires a Bachelor's Degree or equivalent experience, significant securities or financial...
matters, primarily focusing on securities fraud actions. The ideal... candidate will have 2-4 years of complex litigation experience and must have excellent credentials and writing ability. The Litigation Associate should have strong communication skills, the ability to learn on the...
a primary focus on securities fraud actions, this role... large and small attorney teams on a variety of complex matters. The responsibilities include conducting in-depth research and crafting compelling legal arguments pertaining to federal and state securities laws. Additionally, th...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary:...
FINRA Location: Any FINRA Location Job Title: Principal Analyst, Risk Monitoring Experience: Senior-level Salary Range: Minimum $92,500, Maximum $200,200 Time Type: Full-time H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Conduct Risk Monitoring Activities and Assessments for...