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Support Lawyer - Capital Markets and Public Company Advisory Practice The candidate will support the Capital Markets and Public Company Advisory practice and related clients in organizing, reporting, implementing, and overseeing the practice area activities, including drafting presentations, thought leadership,...
Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Location: Multiple locations (Rockville, MD, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ, Washington, DC, San Francisco, CA, Philadelphia, PA, New...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning:...
General Counsel, GWIM Legal Team Salary Information: Competitive salary based on experience Job Title: Assistant General Counsel Experience: A minimum of 8 years of experience as a practicing attorney, with prior experience advising . broker-dealers on sales...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
and the Notice and Disclosure to Employees and Applicants... the collection, use and disclosure of your personal information... in accordance with these notices. H1: Administrative Assistant - Law Firm - Boston, MA - Full Time H2: Join Our Team...
Conflicts/Intake Analyst role at **MEMBERS ONLY**SIGN UP NOW***. in Boston is a full-time position with a salary that will be commensurate with experience. The successful candidate will be responsible for reviewing attorney guidelines, outside counsel policies and contracts from...
Title: Senior Associate - Tax - Executive Compensation, Employment & Benefits Law Firm: Latham & Watkins LLP Location: Boston, Chicago, Washington ., Los Angeles, New York, Orange County, San Francisco, Silicon Valley Practice Area: Executive Compensation, Employment...
of executive compensation and employee benefits experience. The ideal candidate will have significant expertise in company representation, compensation disclosure issues, and a broad... array of transactional executive compensation and benefits matters, including tax, securities, and other relevant laws.Duties:Provide... legal advic...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: - Senior leadership position within FINRA’s Special Investigations Unit (SIU) - Oversees anti-money laundering (AML) and anti-fraud investigative functions - Leads specialist AML Investigations...