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Multiple locations (see job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Minimum of 7 years relevant legal experience in financial regulatory space preferred - Work Conditions:... Occasional work outside of business hours and overnight travel may be required...
Summary: Assistant General Counsel, Regulatory Salary: $127,300 - $296,100 Job Title:... Assistant General Counsel, Regulatory Experience: 6-8 years of legal... experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA,... Washington DC, CO, HI, New York, NY, WA, MD) Full Time: Yes Job Requisition ID: R-008031 Purpose...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance...
Title: Claims Counsel - Medical Professional Liability Department: Claims Management Experience Level: 2+ years Salary Information: Competitive compensation based on experience Position Description: NIP Group is a rapidly growing insurance service provider, offering specialty programs for commercial...
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes...
Friendly Job Title: Senior Litigation Counsel - Enforcement ... FINRA as a Senior Litigation Counsel H2: Represent... of 10 years of litigation experience Salary Information:... - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum...
Senior Litigation Counsel, Enforcement - Any... Job Title: Senior Litigation Counsel, Enforcement Salary Range:... of 10 years of litigation experience Job Description:... The Senior Litigation Counsel, Enforcement will work... under minimal supervision to litigate nationwide non-disciplinary and...
Full Time Salary Range: $149,600 - $351,200 (varies by location and experience) Experience: Significant securities, compliance, or financial regulatory experience required Job... Requisition ID: R-007655 Date Posted: Posted Yesterday Location: Any FINRA Location #LI-...