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Sciences/Pharmaceutical Attorney will be responsible for providing legal counsel and strategic advice to pharmaceutical, pharmacy, and healthcare clients on a variety of regulatory and operational matters. They... will handle an array of health insurance, managed care, market access, and regulatory-...
AVP, Claims Compliance and Regulatory The candidate will develop,... implement, and oversee compliance programs to mitigate risks... adhere to legal and regulatory standards. Monitor regulatory changes,... audits claims for compliance, and works closely with... mentor a team of compliance professionals, fostering a culture......
Corporate Counsel The candidate will support claims, underwriting, and other disciplines within the company. Assist with litigation strategy and legal analysis in all lines of insurance including general liability, construction defect, auto, UM/UIM, professional liability, directors and officers, first party...
Associate Compliance Counsel Responsibilities: Report to... the company’s Chief Compliance Counsel. Will be leading... level escalation point for regulatory compliance issues Responsible for... drafting... the processes to ensure compliance. Responsible to support contract... administration. Manage compliance aspects of client contracts.......
Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
is responsible for all corporate legal affairs and compliance for a growing national... MGA insurance business operating in highly-regulated markets. As a member of the NIP leadership team, this hands-on role will be key to developing and executing corporate governa...
Title: Principal Analyst, Regulatory Services Management Organization:... Principal Analyst in the Regulatory Services Management team (“RSM”)... in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing...
Full Time Salary Range: $149,600 - $351,200 (varies by location and experience) Experience: Significant securities, compliance, or financial regulatory experience required Job... Requisition ID: R-007655 Date Posted: Posted Yesterday Location: Any FINRA Location #LI-...
Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes...
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