Save your search progress and never miss an update
should have experience in any of the following areas: SEC filings and compliance; Capital markets transactions; Mergers... and acquisitions; Corporate governance; Regulatory and operational matters. A... background in general corporate and securities representation, experience with financial institutions, and/or prior w...
Title: In-House Counsel - Global Transactions and Securities Matters Salary: Not specified Experience: 2-6 years post-law school Location: Bala Cynwyd (Philadelphia Area), Pennsylvania, United States Company: Heights Capital Management, Inc. (HCM), affiliated with **MEMBERS ONLY**SIGN UP NOW***. (SIG) Overview:...
Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
disability status. Financial Services - Regulatory Compliance Manager: Join a... Leading Professional Services Firm in New York Are you looking for a dynamic and challenging career opportunity in the financial services industry? Look no further than EY, a global leader in professi...
Financial Services - Regulatory Compliance - Manager The... candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected...
Financial Services - Regulatory Compliance - Manager The... solutions. Deliver consistent high-quality work-product. Stay informed of current business and industry trends relevant to the client's business. Manage all aspects of an engagement - from daily subject matter and regulatory iss...
also have the most. Regulatory Compliance Attorney The candidate should... possess 2+ years' relevant experience to join growing Financial Institutions Regulatory Practice Group. Must have... e...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking... The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies before f...
Financial Services - Regulatory Compliance - Senior The... candidate will consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant...
Corporate Attorney (Insurance Regulatory) – Philadelphia, PA ... a Corporate Attorney (Insurance Regulatory) with 8-12 years of... As a member of our insurance regulatory practice, you will have... the opportunity to manage and assist in regulatory investigations, create captives an......