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with experience and qualifications. Job Title: Associate Counsel, Investments Organization: A Non-Profit Organization Location: Dallas, TX Experience: 8 years Job Summary: - Provide legal services for A Non-Profit Organization and its affiliates related to investment products and services....
have experience in managing regulatory examinations and inquiries and a deep understanding of the securities industry and its regulatory environment Must have experience in identifying and mitigating compliance risks and managing compliance programs at a broker-dealer and registered investment advis...
Tax Senior Manager, Alternative Investment Partnerships: - Job... Tax Senior Manager, Alternative Investment Partnerships - Location: Dallas,... TX - Salary: Competitive and based on relevant factors such as skills, job responsibilities, experience, and market considerations - Career level: Experienced...
Litigation Counsel, Enforcement - Any FINRA Location The organization is currently seeking a Senior Litigation Counsel to join their team in any FINRA location. This individual will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed...
a part of a highly successful, full-service law firm that counts among its esteemed clients many Fortune 250 firms. This firm has a reputation for treating associates exceedingly well. The branch office of a large international law firm, this...