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Doctorate degree from an accredited law school and admission to a state bar. Salary The salary for this position is competitive and commensurate with experience. Summary Company is looking for a Vice President, Counsel to join their Pershing...
reserved. FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is a key member of...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...
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a focus on the Investment Company Act and Investment... Advisers Act. The ideal... significant expertise in closed-end investment companies, particularly listed funds,... and should be knowledgeable about the rules that apply to them under federal securities laws and relevant exchanges....
firm is seeking an Investment Management Associate Attorney with... years of experience in investment management regulations and practices.... strong background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... and related regulations.Job Overview:Position: Investment Management Associate AttorneyLocation: New......
Associate - Investment Services at Law Firm... as an Associate in Investment Services at a Prestigious... for Corporate Associate in Investment Services Summary: Vedder Price, a top-tier... years of experience in registered investment companies and investment... advisers... to join their Investment Services team in Chicago,......
firm is seeking an Investment Services Associate Attorney to... will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers,... and... federal securities laws compliance. Duties:Efficiently manage multiple matters concurrently within investment servicesProvide legal guidance on... regulator...
City is seeking a Registered Funds Associate Attorney with... on matters pertaining to registered investment companies, including mutual... closed-end funds, interval funds, tender offer funds, and business development companies, as well as their... advisers and directors. This role involves collaborating...