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firm is seeking an Investment Management Associate Attorney for... years of experience in investment management law, including extensive... knowledge of the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... should have experience representing registered investment companies, private funds,......
Associate - Investment Services: Opportunity at Prestigious... H1: Join our Investment Services Team at Vedder... associate to join our Investment Services team in one... of our multiple offices. With a strong focus on career development and exceptional client service,...
firm is seeking an Investment Services Associate Attorney to... multiple matters simultaneously, primarily dealing with registered investment companies, investment advisers,... and... federal securities laws compliance. Duties:Manage multiple matters concurrently within the realm of investment servicesProvide legal counsel on... regulatory and com...
IL is seeking a Registered Funds Associate Attorney with... on matters related to registered investment companies, including mutual... funds, and business development companies. They will also advise... investment advisers on business and... regulatory matters, collaborating closely with clients,...
Job Title Registered Funds Associate (3 –... experience practicing as a Registered Funds Attorney. Department... Asset Management Group (Registered Funds) Law Firm... is seeking a Registered Funds Associate with 3-6... years of experience to join...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of working with and counseling registered investment advisors and broker-dealers... including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.......
years of relevant experience. The ideal candidate will be crucial in advising registered investment advisors and broker-dealers... on regulatory and compliance matters, demonstrating expertise in the Investment Advisers Act of 1940... and the Investment Company Act of 1940.Job... Details:Duties:Provide co...
services company, provides banking, investment, and mortgage products and... services to individuals and businesses. Job Title: - Senior Administrative Assistant - Legal Department Experience: - 4+ years of Administrative Support experience or equivalent Job Type:...
(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities... Act of 1940 (Registered Investment Companies) and related... disclosures, filings and compliance obligations. The candidate should be self-starter with the ability to work with others to dev...
reserved. FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of the Chief Legal...