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the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Legal Secretary - Public Finance Duties: Provide general... secretarial support to assigned attorney(s) which may include typing and drafting documents, answering phones,...
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Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Friendly Job Title: Paralegal, Enforcement - Legal Support and Research Specialist H1: Join Our Team as a Paralegal, Enforcement at FINRA H2: Essential Job Functions Provide Legal Support and Conduct Research for FINRA Enforcement Team Job...
Vice President, Advertising Regulation is a key leadership position within the Corporate Financing and Advertising Regulation team at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible for the effective operation of the Advertising Regulation Department, including managing its regulatory review programs, policy and...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for doing business with the public in the United States.... market integrity in a public-private partnership with the Securities......
doing business with the public in the United States.... market integrity in a public-private partnership with the Securities... and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not...
Organization: FINRA Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years Location: Washington, DC; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL Salary Range: $127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA,...
Vice President, Corporate Financing Department will be a key member of the Corporate Financing and Advertising Regulation leadership team within the Offices of the Chief Legal Officer (OCLO). This role will involve managing the regulatory review programs, rulemaking and interpretation,...