Crime Consulting Manager The candidate will drive end-to-end delivery of advisory projects focused on financial crime risk management, including anti-money laundering (AML), counter-terrorist financing (CTF),... sanctions compliance, anti-bribery and corruption (ABC), and fraud prevention across financial institutions and FinTechs. Develop...
high-powered, long-established firm offers great opportunities for top-notch candidates seeking rapid growth and high volume in intellectual property and dozens of other challenging practices. We really have a lot of good things to say about this firm because the firm...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
performing all duties associated with new business intake risk management, including overseeing the critical risk management function related to the onboarding of new clients and new matters to the firm, including vetting potential conflicts, financial, reputational, and anti-money laundering iss...
organizations. Lead clients through key compliance initiatives, such as anti-money laundering (AML), sanctions, and Know... Your Customer (KYC) programs, while identifying opportunities for improving efficiency and reducing risk. Leverage innovative technologies, including data analytics and AI, to design smarter compli...
Manager, US Card Compliance Advisor - Job Description - Salary information: Minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work...
Organization: FINRA Job Title: Principal Analyst, Risk Monitoring - Capital Markets - All FINRA Locations Experience: Senior-level position Salary Range: Varies by location and factors such as skill set, experience, and education Job Requisition ID: R-009083 Responsibilities:...
Director, MS Operations, Procedures and Standards - All FINRA Locations H2: Strategic leadership and guidance for operational risk framework Organization: FINRA (Financial Industry Regulatory Authority) Department: Member Supervision Operations, Procedures and Standards Job Title: Director, MS Operations, Procedures...
Principal Analyst, Risk Monitoring - Capital Markets at FINRA is a senior-level position responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This position reports to a Risk Monitoring Director and supports the direct manager in...
Crime Consulting Manager The candidate will drive end-to-end delivery of advisory projects focused on financial crime risk management, including anti-money laundering (AML), counter-terrorist financing (CTF),... sanctions compliance, anti-bribery and corruption (ABC), and fraud prevention across financial institutions and FinTechs. Develop...
Title: Corporate Finance (Banking/Regulatory) Attorney Job Responsibilities: The Corporate Finance (Banking/Regulatory) Attorney will join the law firm's Chicago office, working within the department. The attorney will be responsible for collaborating with banks, non-bank financial institutions, and fintech companies on a diverse range...
tackling financial crimes, such as Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of... Foreign Assets Control (OFAC)/sanctions issues across all three lines of defense. The role involves aiding Financial Crimes leaders in the financial services industry with analytica...
Analyst Job Title AML Analyst Job Responsibilities - Conduct Client Due Diligence (CDD) on clients and matters and address related queries. - Assess AML risks of new clients and matters, providing advice on AML, sanctions, and reputational risks. - Monitor financial sanctions updates and conduct sanctions...
Title: Lending Attorney Global Corporate Banking - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a trusted advisor to bankers, credit and treasury services officers in the Global Corporate Banking (GCB) line of business within the Global Banking sector of...
Title: Commercial Banking Attorney - Commercial Real Estate - Vice President, Assistant General Counsel Job Responsibilities: - Serve as a trusted advisor to bankers, credit managers, and treasury service officers in the Commercial Real Estate (CRE) department, part of Commercial Banking (CB)...
Title: Regulatory Correspondence Counsel Job Responsibilities: - Collaborate with the Regulatory Correspondence (RC) team to address routine regulatory inquiries. - Review and provide legal advice on responses to regulatory inquiries. - Prepare written responses to regulatory inquiries as needed. - Conduct risk assessments of compliance...
inception to closing, including due diligence activities, tracking and managing documentation, and closing and post-closing administration. - Draft, file, and maintain corporate records; assist with entity formation; maintain and update corporate structure charts. - Manage Anti-Money Laundering (AML) and Know Your... C...
Title Vice President, Global Ethics & Compliance Program Job Responsibilities The Vice President, Global Ethics & Compliance Program is responsible for assisting in the development, implementation, and maintenance of the company’s Global Ethics & Compliance Program. This role is critical...
Title: Compliance Counsel (Remote) Job Responsibilities: The Compliance Counsel will be a vital part of the Legal & Compliance team at the company, specifically focusing on compliance-related legal advisory services for company group companies throughout North America. The role involves a range...
Director, . Retail Compliance: - H1: Senior Director, . Retail Compliance at Walgreens - H2: Strategic Leadership and Oversight for Retail Compliance at Walgreens Job Title: Senior Director, . Retail Compliance Company: Walgreens Job Summary: - Strategic leadership...
institutions and corporate clients on general corporate matters and banking and financial services regulation. Should have experience with state and federal regulation with respect to licensing, retail banking, consumer credit, and anti-money laundering and OFAC compliance. Must... have excellent inte...