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of Legal Ethics & Professional Responsibility Duties: Assist the US Loss Prevention Partner in the provision of regulatory, professional ethics and compliance matters relevant to partners, other fee-earners and support staff throughout the firm’s US offices. Identify changes in applicable...
Senior Paralegal - Investment Management Morgan, Lewis & Bockius LLP, one of the world’s leading global law firms, is seeking an experienced Corporate Paralegal for their Investment Management Practice Group. The Paralegal will work in a hybrid in-office/remote working...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
Special Investigations Unit (SIU) - Oversees anti-money laundering (AML) and anti-fraud investigative... functions - Leads specialist AML Investigations teams and Anti-Fraud Investigations (AFI) team - Conducts investigations and examinations, provides advice and consultation, and shares intelligence to mitigate priority threat...
on Financial Crime and Sanctions. The ideal candidate will play a crucial role in managing day-to-day activities related to anti-money laundering (AML) and sanctions compliance,... collaborating with internal stakeholders to ensure regulatory adherence and efficient business processes. Job Details:Liaise with exi...
Attorney The candidate will assist with the review, identification and resolution of any potential conflicts issues with respect to clients, matters, as well as new hires. Actively follow-up on conflicts clearance with all responsible parties handling new engagements. Conduct comprehensive,...
- Job Title: Manager, Financial Crimes - Location: Boston, MA; Charlotte, NC; Chicago, IL; New York, NY; Washington, DC - Career Level Requirement: Experienced - Salary: Based on relevant factors such as skills, job responsibilities, prior experience, and market...
is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...