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is committed to providing access, equal opportunity and reasonable accommodation for individuals with disabilities in employment, its services, programs, and activities. To request reasonable accommodation, contact . The General Counsel – Corporate Governance and Securities Governance will be responsible...
friendly job title: Senior Litigation Counsel, Enforcement - Any... Location H1: Senior Litigation Counsel, Enforcement - Any... Organization: FINRA (Financial Industry Regulatory Authority) Job Requisition... ID: R-008012 Salary Information: - California: Minimum Salary $146,200, Maximum Salary...
Director, Enforcement The candidate will manage... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that...
Director, Enforcement The candidate will manage... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that...
Director, Special Investigations Unit - Any FINRA Location Full-time FINRA Careers Job Requisition ID: R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) is responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions....
practice in its Denver office. The salary range for this position is $220,000-$247,500 per year, depending on skills and experience. Responsibilities - Assisting with handling environmental regulatory, compliance, enforcement and transactional... matters and all substantive areas of comple...