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independent broker-dealer and registered investment advisor, is looking for... be responsible for contracting with alternative investment sponsors and providing legal... support for LPL’s alternative investments platform. You will work closely with various business groups within the firm, including product, compliance,...
Title: Corporate/SEC/Financial Services Attorney Salary: $175,000 - $225,000 yearly Experience: Experienced transactional/SEC/FINRA/regulatory compliance attorney Law Firm Seeking Experienced Corporate/SEC/Financial Services Attorney for Partnership Track Position H1: Join Our Growing Law Firm as a Corporate/SEC/Financial Services Attorney H2: Partnership...
SEC/FINRA regulations, and financial services industry - Must have expertise in Investment Advisers Act, Securities Act,... and Investment Company Act - FINRA... experience is a plus - Firm has attractive and well-regarded reputation in financial services law and handles trans...
with expertise in the Investment Advisers Act of 1940,... Securities Act of 1933, Investment Company Act of 1940,... The ideal candidate will provide counsel on SEC, FINRA, Fund, and '40 Act issues, ensuring compliance and... strategic guidance to clients.Job Duti...
proprietary technology, brokerage, and investment advisor services. We provide... you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only...
firm seeks a Mid-Level Investment Funds Associate Attorney with... 3-6 years of experience. The ideal candidate will possess strong expertise in investments, including domestic and international private equity, real estate, venture capital, and hedge funds. Experience with secondary transactions, structuring...
Joint Ventures Associate at Law Firm Law Firm is currently seeking an associate with 3 - 6 years of experience in joint ventures. The ideal candidate should possess excellent writing, interpersonal, and communication skills, and should be able to work...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Manager Tax, Transaction Advisory Services San Francisco, CA, United States Job Description Job Summary: Within the Special Projects Group in TAS tax, the Senior Tax Manager is responsible for advising clients on . federal income tax issues associated...