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direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,......
North Wacker Drive, Suite 2400, Chicago, Illinois 60606, United States of America JOB TITLE: Global Employer Services Employment Tax Manager LOCATION: Chicago, IL, United States JOB SUMMARY: The Global Employer Services Employment Tax Manager is responsible for...
- Job Title: Wealth Advisor III - Palm Beach / Boca Raton - Available in 2 locations - Category: Wealth, Brokerage and Premier Banking - Posted Date: 08/28/2024 - Language Fluency: English (Required) - Work Shift: 1st shift (United...
of Tax Services - Exciting Opportunity with Top Accounting Firm in New York City and South Florida H1: Join Our Team as a Director of Tax Services in New York City or South Florida H2: Lead our Tax Practice...
- Manage Operations and Reporting for Regulatory Services Management at FINRA - Act as Centralized Resource for... Regulatory Operations on CMRWG and ISG Matters - Execute All Aspects of Quarterly Regulatory Service Agreement Meetings and Reports - Develop Altern...
Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, and financial regulations....
Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of...
Senior Attorney – US Investment Management (Mutual Funds, ETFs... is a leading global investment management firm that offers... United States. The Senior Attorney will provide regulatory and legal support for **MEMBERS ONLY**SIGN UP NOW***.'s . investment management business, including mutual... funds,...
of Tax Services - Full Time Are you a highly experienced tax professional looking for a challenging and rewarding career opportunity? Look no further than **MEMBERS ONLY**SIGN UP NOW***. (BPB), one of the largest and most reputable accounting firms in...
Title: Manager, Tax Shared Services Salary Range: Varies based on relevant factors such as skills, experience, and market considerations Experience: Minimum 5 years of recent tax compliance experience in an accounting firm, corporation, or law firm Location:...