responsibility in handling regulatory issues related to broker-dealers. The attorney will be expected to: - Engage in comprehensive legal work concerning international regulatory issues affecting broker-dealers and banks. - Provide guidance and compliance strategies on broker-dealer operations, Fintech, and investment adviser regulat...
Title: Senior Lead Trust Advisor - Special Needs Trust Job Responsibilities: The Senior Lead Trust Advisor is responsible for providing personalized advice and wealth management services specifically related to Special Needs Trusts for high-net-worth (HNW) and ultra-high-net-worth (UHNW) clientele. Key responsibilities...
Job Title: Investment Management Associate Job Responsibilities: The Investment... Management Associate is expected... in corporate, M&A, and/or investment management. The primary responsibilities... include: - Engaging in corporate transactions, private equity investments, and private funds management. - Conducting statutory and regulatory analysis and application, ensuring...
Title: Senior Compliance Officer - Credit Job Responsibilities: The Senior Compliance Officer for the Credit Investments Group (CIG) at the company is expected to perform a range of critical tasks to ensure compliance and manage operational risks. The primary responsibilities include: - Acting...
Title: Paralegal - Legal Entity Governance Job Responsibilities: In the role of Paralegal within the Legal Entity Governance, the candidate will be expected to: - Provide support to a specialized practice or functional area within the Legal Department that demands a high...
Title: Senior Compliance Officer - Credit Job Responsibilities: The role of Senior Compliance Officer involves supporting Company's Asset Management's Credit Investments Group (CIG), which manages over $50 billion in assets globally and invests in non-investment grade credit strategies. The key responsibilities include: -...
Job Title: Compliance Manager-Premier Banking & NDIP Job Responsibilities: - Conduct... compliance risk oversight of assigned business units and/or functions. - Execute compliance risk management activities to ensure adherence to the Compliance Risk Management Policy and Framework. - Maintain an understanding of all applicable...
Job Title: Compliance Manager-Premier Banking & NDIP Job Responsibilities: The Compliance... Manager is responsible for conducting compliance risk oversight of assigned business units and/or functions, ensuring adherence to the Compliance Risk Management Policy and Framework. Essential duties include: - Maintaining an understanding of...
clients and colleagues on various legal issues, with a particular focus on intellectual property. The role involves partnering with business units and executive leadership to offer practical legal advice on complex business and banking matters. Key responsibilities include: -... Providing strategic...
trusts, special needs trusts, investment management, custodial, and guardianship... accounts. - Manage a portfolio of accounts with varying levels of complexity and asset sizes. - Understand and interpret financial and estate planning strategies, as well as legal and fiduciary documents, to deliver...
Title: Wealth Fiduciary Account Opening Advisor Job Responsibilities: The Wealth Fiduciary Account Opening Advisor is responsible for managing the onboarding process for new fiduciary business accounts. This includes the production and acceptance of account paperwork, coding on the SEI/Trust 3000 platform, and...
Title: Wealth Advisor Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients. - Develop and deepen client relationships through needs-based, high-level client service and delivery of the full suite of wealth solutions. - Acquire...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer is a pivotal leadership role within the company, responsible for overseeing privacy, technology development, cybersecurity, incident response, data governance, and artificial intelligence...
Attorney II – Consumer Banking & Wealth Management Full... position within the Consumer Banking & Wealth Management department... the Global Wealth & Investment Management line of business.... The focus is on high net worth lending products, services, and regulatory matters,...
Experience Six plus years of experience in Private Banking or Financial Services ... H1 and H2 Friendly Headings H1: Join . Morgan's . Private Bank as a Private Banker - Executive Director or Vice President in Charlot...
understanding of financial planning, including retirement and estate planning Experience with and understanding of tax and legal issues that can impact client’s wealth planning goals Ability to work in a team-based environment and collaborate with others to achieve...
Title: . Private Bank - Private Banker - Vice President or Executive Director Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate...
Title: . Private Bank - Private Banker - Vice President Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and...
Brokerage Associate General Counsel - Salary and Job Description Job Title: Retail Brokerage Associate General Counsel Location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA; Washington, District of Columbia, USA Experience: 8 years post-bar experience Category: Audit,...
Title: Senior Consultant - Anti-Money Laundering (AML)** **Job Responsibilities:** As a Senior Consultant within the AML sector, you will be integral to the team that supports clients in navigating the complexities of regulatory environments to enhance their organizational integrity and performance. Your...
Fiduciary Account Opening Advisor - **Members Only** **Salary Information:** - Regular teammates working 20 hours or more per week are eligible for benefits, including medical, dental, vision, life insurance, disability, and a 401k plan. - Eligibility for specific...
Wealth, Brokerage, and Premier Banking Experience: 10+ years in... Fiduciary Services, Private Wealth, or Institutional Investment Management with 5+ years... in Trust Administration Salary: Competitive, based on experience and qualifications Location: Remote, preferably within the geography of Truist Language Fluency:...
Private Wealth, or Institutional Investment Management industry with 5+... Fluency: English (Required) - Work Shift: 1st shift (United States of America) - Location: Remote position, preferably within the geography of Truist - Category: Wealth, Brokerage and Premier Banking - Com...
and advisory services to investment management clients. You will... leverage your prior experience to assist clients with effective analysis, solution development, and implementation of their tax objectives. Key responsibilities include performing detailed reviews of tax research, partnership work papers, allocations,...
Title: SVP, Associate General Counsel Job Responsibilities: The Senior Vice President, Associate General Counsel will play a crucial role in supporting the legal department and senior business members at the company, including the Deputy General Counsel and the Chief Legal...
Compliance Manager - Premier Banking & NDIP Job Responsibilities: - Conduct... compliance risk oversight for assigned business units and/or functions to ensure adherence to the Compliance Risk Management Policy and Framework. - Maintain a comprehensive understanding of applicable laws, rules, and regulations relevant...
Job Title: Compliance Manager-Premier Banking & NDIP Job Responsibilities: The Compliance... Manager is tasked with conducting compliance risk oversight for assigned business units and/or functions, ensuring adherence to the Compliance Risk Management Policy and Framework. Key responsibilities include: - Maintaining an understanding of...
Now H1: Family Office Design & Governance Strategist: A Strategic Role in Global Wealth Management H2: Join #team**Members Only** and Make an Impact in the Ultra High Net Worth Client Segment Are you a seasoned professional with experience...
Now Under the Compliance Group Functions, the Swap Dealer Regulatory Governance Officer will work within the **Members Only** Swap Dealer Regulatory Governance team to oversee regulatory requirements and control frameworks. This role will involve analyzing and providing guidance, conducting risk...
Title: Associate Paralegal Job Responsibilities: The Associate Paralegal will support the Early Dispute Resolution Group within the Legal, Policy, and Community Impact department at the company. This role involves general paralegal and administrative duties, particularly in handling customer complaints and ensuring timely...
Title: Director - Strategic Financing Services - Applications and Strategic Planning Job Responsibilities: The Director of Strategic Financing Services will oversee the Application and Strategic Planning activities for Community Development Entities (CDEs), Community Development Financial Institutions (CDFIs), Community Lenders, and...
associate will be involved in representing issuers, underwriters, placement agents, initial purchasers, and other credit parties across a variety of industries. The role requires handling complex public and private placements of high-yield, mezzanine, investment-grade, and other debt securities.... Responsibilities al...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Fund Finance Associate AttorneyJob Location: Charlotte, NCJob Overview:An international law firm with a prominent presence in the financial services sector is looking to expand its transactional team in Charlotte, NC. This position is suited for a mid-level associate with...