adherence with federal securities rules and regulations. The Compliance Officer will report to the Chief Compliance Officer and provide comprehensive support across all facets of compliance and risk management for Homestead Funds and its affiliated investment advisers and limited-purpose b......
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management Associate - Junior... to Mid-Level Corporate & Finance The candidate must have a minimum of one year of experience in investment management transactional work, including... in private fund formation, and some familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Experience representing institutional investors... and wealth advisory firms is a plus. All applicants should have excellent academic credentials and strong written... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Regulatory Counsel Responsibilities: Provide comprehensive legal and related guidance that enables initial and ongoing development of new or enhanced advisory, retirement and related services. Synthesize and apply the requirements of multiple regulatory frameworks for the development and delivery of investment advisory and adjacent services;... including without limitation requirements under the Investment Advisers Act of 1940,... ERISA, TCPA, Privacy (Reg... S-P, CCPA, etc.),... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Compliance The candidate will leads the preparation, review and filing of the Company’s regulatory filings by deadline. Responsible for maintaining the regulatory filing calendar, coordinating with outside counsel and third parties, and ensuring the completeness and accuracy of the filings by deadline. Leads multidisciplinary projects and serves as the internal legal expert in ensuring compliance with new regulatory requirements. Proactively works with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant, General Counsel Organization is seeking an experienced and knowledgeable Assistant, General Counsel to join its team. The successful candidate will serve as the internal legal counsel for the Company and will be responsible for ensuring compliance with new regulatory requirements, leading the preparation, review and filing of regulatory filings, and leading the development of board and committee agendas. ### Job Responsibilities: * Leads and manages multidi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will report to the Founder and Chief Executive Officer of company and will have overall responsibility for managing the operations of the Legal Department, including developing and enhancing policies and procedures, working with outside counsel to manage company’s trademark portcompany, developing and enhancing standard form agreements and disclosures, addressing legal matters that arise with respect to the day to day business operations of co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Compliance The candidate will leads the preparation, review and filing of the Company’s regulatory filings by deadline. Responsible for maintaining the regulatory filing calendar, coordinating with outside counsel and third parties, and ensuring the completeness and accuracy of the filings by deadline. Leads multidisciplinary projects and serves as the internal legal expert in ensuring compliance with new regulatory requirements. Proactively works with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Duties: Will report to the CEO. Will be an integral part of the senior executive team. Will set the overall legal strategy for the company and will be responsible for transforming the department toward becoming a true business partner with the rest of the organization. Will interface closely with key executive level personnel across all functional areas of the Company to accomplish its business objectives. Will act as a key internal... advisor and consigliore to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will serve as the company's General Counsel and VP. Will advise the company's business managers on securities laws and regulatory requirements and perform inside corporate counsel responsibilities, including contract review and negotiations, intellectual property, corporate secretary responsibilities, and employment law as needed. The candidate should have expertise in the Securities Act of 1933 and the... Securities Exchange Act of 1934. Knowle... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will advise the company's business managers on securities laws and regulatory requirements and perform inside corporate counsel responsibilities. Will reports to the CEO and will work closely with the company's Chief Compliance Officer on all compliance and securities law matters. Will work on corporate law matters including contract review and negotiations, intellectual property, corporate secretary responsibilities, and employment law as need... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking a Mid-level Lawyer with 2-5 years of law firm, SEC, or industry experience in the investment management - 40 Act... area. Candidate should have familiarity and demonstrated experience with the federal securities laws, particularly the Investment Company Act of 1940... and the Investment Advisers Act of 1940....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here