complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide... day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. Act as underwriters counsel on... public...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide... day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. Act as underwriters counsel on... public...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Associate The candidate must have 3-5 years of experience. Should preferably have a general corporate background with specific experience advising investment management companies, assisting with... fund formation, and handling compliance and operational securities issues. Experience with venture capital, private equity, and real estate funds is desired. Should have requisite experience with the Investment Advisers Act of 1940... and Investment Company Act of 1940,... as wel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... will advice regarding federal securities laws and forms, including the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Preparation and review of regulatory filings for investment company and investment adviser... clients. Understanding of corporate law and proficiency in drafting basic corporate documents. Provide support to investment company board of directors... and coordination with investment company servic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940... and Securities Act of 1933, and reg...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate... will advice regarding federal securities laws and forms, including the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Prepare and review of regulatory filings for investment company and investment adviser... clients. Understand of corporate law and proficiency in drafting basic corporate documents. Provide support to investment company board of directors... and coordination with investment company service provi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SALARY Competitive salary commensurate with experience Godfrey & Kahn, . is seeking an Investment Management Associate to join... its Wisconsin based business law firm. The successful candidate will have at least three years of legal practicing experience with demonstrated financial services experience and familiarity with contacting state, federal or self-regulatory organization regulators. The Investment Management Associate will provide... legal solutions to clients ran... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Salary Competitive salary commensurate with experience. ## Investment Management Associate at Godfrey... & Kahn, . Godfrey & Kahn, ., a Wisconsin based business law firm, is looking for an experienced attorney to join its Investment Management Practice Group. The... successful candidate will have a . from an ABA accredited law school and be admitted to practice or eligible for admission to practice in the State of Wisconsin. In addition, the candidate must have... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Ranked Law Firm seeks investment management associate attorney with... financial services experience. The candidate will provide advice regarding federal securities laws and forms, including the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... Will serve... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm seeks an investment management associate attorney with... self-regulatory organization with demonstrated financial services experience. The candidate will advise regarding federal securities laws and forms, including the Investment Company Act of 1940... and the Investment Advisers Act of 1940...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Ranked Law Firm seeks investment management associate attorney with... organization with demonstrated financial services experience. The candidate will be advised regarding federal securities laws and forms, including the Investment Company Act of 1940... and the Investment Advisers Act of 194...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here