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ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
matters, particularly advising registered investment advisors and broker-dealers on... issues related to the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Exceptional communication skills and... a...
ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
handling compliance and regulatory matters. The ideal candidate will be key in advising registered investment advisors and broker-dealers on... various regulatory and compliance issues, particularly related to the Investment Advisers Act of 1940... and the Investment Company Act of 1940.......
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...