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©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... ID: R-007616 Organization: FINRA Department: Office of... the Chief Legal Officer Location: Rockville, MD (Job Posting), Jersey City - Harborside Plaza, Dallas, Chicago (W Monroe), Boca Raton,...
law firm located in Chicago, IL, is seeking a highly experienced FinTech and Blockchain Counsel with a minimum of 8 years of practice. The ideal candidate will possess extensive knowledge of US federal securities laws, experience in interacting with the...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues,...
Overview: A law firm in Chicago, IL, is seeking a Mid-to Senior-level Financial Services Compliance and Regulatory Associate Attorney with at least 4 years of relevant experience. The ideal candidate will be crucial in advising registered investment advisors and broker-dealers...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
to cyber-enabled fraud within FINRA member firms. They will... also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data analytics strategy to identify fraud and other suspicious conduct. This is a senior level leadership...
Investigations Unit - Any FINRA Location Experience: Significant securities,... time Education: Bachelor's degree in relevant field preferred, advanced degree or certification a plus H1: Senior Director, Special Investigations Unit H2: Oversee AML and Fraud Investigations FINRA, the Financial...
Counsel, Enforcement - Any FINRA Location H1 heading:... Join the FINRA Team as a Senior... H2 heading: Represent FINRA in Complex Securities Cases... Laws and Rules - Collaborate with Various Departments Across FINRA - Competitive Salary and... Com...