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Risk Monitoring - Any FINRA Location The Principal... with internal and external parties. This position is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. The successful candidate... will have a Bachelor's Degree in Fina...
their team at any FINRA location. This is a... full-time position with a competitive salary range based on location and experience level. The successful candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA member...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement and Investigations Location: Rockville, MD Salary information: - Competitive salary based on experience and education level. - Discretionary bonus potential. - Comprehensive benefits package, including health, dental, vision, life insurance, disability insurance, and retirement contributions. - Generous...
Team of Attorneys for FINRA Organization H1: Join... FINRA as a Director of... Enforcement - Lead and Manage a Team of Director of Enforcement at FINRA - Oversee a Team... Bold Headlines: - FINRA is seeking a Director......
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... location and experience FINRA is seeking a highly... skilled and experienced Director of Enforcement to lead a team of 5-8 attorneys in managing and resolving Enforcement cases. This role...
and internal peer comparisons. - Full pay ranges provided for candidate to consider growth potential. Experience: 10+ years of relevant legal experience Job Requisition ID: R-008412 Organization: FINRA Department: Office of... General Counsel Full-time positi...
Counsel, Enforcement - Represent FINRA in complex disciplinary and... non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Counsel, Enforcement - Represent FINRA in Complex Disciplinary and......
mid-point, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons factor into the salary offer. Candidates should not expect to be offered a salary that falls at or above the maximum salary range. The organization...
City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...