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and Analytics - Any FINRA Location H2: Job... and Requirements Organization: FINRA Department: Cyber and... or financial regulatory experience required Job Requisition ID: R-007655 Date Posted: Posted Yesterday Location: Any FINRA Location #LI-...
Enforcement H1: Join FINRA as a Senior Litigation... Counsel H2: Represent FINRA in Complex Securities Cases... Organization: FINRA Department: Office of... Hearing Officers Experience: Minimum of 10 years of litigation experience Salary Information:...
Counsel, Enforcement - Join FINRA and Make a Difference... Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see... job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Minimum of 7 years relevant legal experience in financial regulatory space...
years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Full Time: Yes Job Requisition ID: R-008031 Purpose and Meaning: - Work for a not-for-profit entity that operates under the oversight of the...
Investigations Unit - Any FINRA Location Full Time... R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes leading a...
Counsel, Enforcement - Any FINRA Location Job Title:... Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description: The...
Risk Monitoring department at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible... for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. The Director will also...
Services Management Organization: FINRA Job Type: Full-time... Date Posted: Posted Today Job Requisition ID: R-008101 Location: Multiple locations (see below for salary information) Overview: The Principal Analyst in the Regulatory Services Management team...
FINRA strives to make our... note that this number is exclusively for inquiries regarding application accommodations. In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and... vesting in a 401(k...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...