Securities and Exchange Commission, FINRA, NYSE, Nasdaq, and the... OTC Markets Group. Must have 5-12 years of experience with strong experience in securities matters. Must be licensed in the home jurisdiction or be eligible for admission without examination. Application...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
VP, Associate General Counsel- Litigation and Arbitration at **Members Only** H2: Join Our Team and Make a Difference in the Financial Industry Job Title: VP, Associate General Counsel- Litigation and Arbitration Company: **Members Only** Department: Litigation and Arbitration Location: Multiple locations (San Diego, New York,...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams throughout all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and...
Title: Private Client Advisor II Job Responsibilities: The Private Client Advisor II at Company is responsible for acquiring new clients, deepening client relationships, and building an internal and external network to achieve business development goals. Key responsibilities include: - Leading the Client...
experience in SEC and FINRA regulatory matters. The candidate... will advise clients on SEC regulatory and securities issues and provide counsel on unique and complex legal issues. Will be responsible for providing advice and trusted counsel to clients and will...