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Advisor III - Washington DC & Northern VA Locations Category: Wealth, Brokerage and Premier Banking Job ID: R0080321 Salary: Commensurate with experience Experience: 8+ years in sales and client management in Wealth Management Overview: **MEMBERS ONLY**SIGN UP NOW***. is seeking an...
FINRA abides by the requirements... of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race,...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
law firm based in Washington D.C. is seeking a seasoned FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep understanding of US federal securities laws, with a proven track...
Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues,...
Overview: A law firm in Washington, DC, is seeking a Mid-to-Senior Associate-level Financial Services Compliance and Regulatory Associate Attorney. The ideal candidate will possess a minimum of 4 years of experience in compliance and regulatory matters, particularly in advising registered...
Firm Seeking Corporate Securities Associate in Multiple Offices Saul Ewing, a leading law firm, is currently seeking an experienced corporate associate to join our growing securities group. This is a fantastic opportunity to join a dynamic and entrepreneurial practice...
law firm in Washington, DC, is seeking a Corporate Securities Associate Attorney with 4-6 years of in-depth experience. The Corporate Securities Associate Attorney will be responsible for handling various aspects of public company rules and regulations, public and private offerings...
compass? As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority)... operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. We're hiring an Assistant General Counsel in...