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FINRA abides by the requirements... of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race,...
Litigation Counsel, Enforcement Organization: FINRA Department: Enforcement Salary: $127,300... Experience: 10+ years of litigation experience Location: Nationwide Time Type: Full Time Essential Job Functions: - Represent FINRA in complex disciplinary proceedings... and appeals before the National Adjudicatory Council...
Team (VAST) - All FINRA Locations H1 Heading:... Vulnerable Adults Organization: FINRA (Financial Industry Regulatory Authority)... Department: National Cause and Financial Crimes Program (NCFC) Full Time Position Job Requisition ID: R-008480 Location: All FINRA Locat...
FINRA abides by the requirements... of 41 CFR ). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or prohibited by applicable law. FINRA abides by the requirements......
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Firm Seeking Financial Services Compliance & Regulatory Associate **MEMBERS ONLY**SIGN UP NOW***., a leading law firm with offices across the United States, is currently seeking a Financial Services Compliance & Regulatory Associate to join their dynamic team. This is...
OverviewA law firm in Chicago, IL, is seeking a Mid-Level to Senior Financial Services Compliance and Regulatory Associate Attorney with extensive experience in compliance and regulatory matters. The ideal candidate will have a robust background in counseling registered investment advisors...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement - Provide Legal and Investigative Support to Enforcement Salary Information: Discretionary bonus in addition to base pay Job Title: Paralegal, Enforcement Experience: Bachelor's degree and/or paralegal certificate or significant relevant experience preferred Essential Job Functions: - Conduct legal research for staff attorneys - Assist with...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
The position of Director, Enforcement is a full-time role within the organization. The job requisition ID for this position is R-008299 and it was posted today. The Enforcement Director will manage a team of 5-8 Enforcement attorneys and will...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Risk Monitoring - Any FINRA Location The Organization:... FINRA (Financial Industry Regulatory Authority)... securities firms and brokers. FINRA is responsible for protecting... investors, maintaining market integrity, and promoting fair and orderly markets. Job Title: Associate Principal Analyst,...
Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings... and appeals involving violations of federal securities laws and SRO rules. Salary Range: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800, Maximum...