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abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement is responsible for representing FINRA in complex disciplinary proceedings and appeals. They will also provide guidance and advice on issues related to statutory disqualification,...
Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Location:... Washington, DC, San Francisco, CA, Philadelphia, PA, New York, NY, Los Angeles, CA) Type: Full-time Salary: Competitive, commensurate with experience Experience: Minimum of 7 years in financial regulatory or related fie......
needs for clients. You will be responsible for managing global tax rates, finding areas of cost reduction, and responding to inquiries from regulatory authorities. This role will... give you a global perspective and an understanding of tax issues related t...
law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...