Save your search progress and never miss an update
registered trademark of the Financial Industry Regulatory Authority, Inc.... Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of the Chief Legal Officer Location: Rockville,...
Job Overview **MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced Document Services Operator to join their team. This position is available in both Chicago, IL and Los Angeles, CA. The ideal candidate must possess strong attention to details and...
Significant securities, compliance, or financial regulatory experience Salary: Based... time Education: Bachelor's degree in relevant field preferred, advanced degree or certification a plus H1: Senior Director, Special Investigations Unit H2: Oversee AML and Fraud Investigations FINRA, the Financial...
a difference in the financial regulatory space Organizations:... FINRA (Financial Industry Regulatory Authority) ... Locations: - Rockville, MD - Jersey City, NJ - Jericho, NY - Denver, CO - Dallas, TX - Chicago, IL - Boston, MA -...
Complex Claims Specialist role at Hiscox is a high-level adjuster position with a competitive salary range of $90,000-$155,000. The salary is determined based on the individual's experience, skills, and performance. In addition to the base salary, there is also the...
guidance to clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and regulatory matters, collaborating closely with... clients,...
Friendly Job Title: International Tax Services Manager at PwC H1: Join Our Team as an International Tax Services Manager at PwC H2: Exciting Opportunity for Experienced International Tax Professionals at PwC Bold Headlines: - Tax Consulting - International Tax Services, Manager - Join a Global...
Industry FINRA, the Financial Industry Regulatory Authority, is... seeking a highly qualified Principal Analyst to join our Dispute Resolution Services (DRS) team. In this role, you will have the opportunity to create, maintain, and update training modules for key...
• Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200 • Washington State: $92,500 - $191,800 Job Title: Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Department:... Dispute Resolution Services Ex...
regulatory roles in the financial services industry, with at... least 7 years in people management. Salary: $236,800 - $270,300 per year for Sr. Director, Compliance (depending on location and full-time or part-time status) Location: New York City (Hybrid On-Site) or...