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Title: Assistant General Counsel, Regulatory - Full Time H1: Join... General Counsel in our Regulatory Group! H2: Purposeful Work with... an Assistant General Counsel, Regulatory Bold Headlines: - Work for a... Regulator with a Strong Moral Compass - Senior-Level Legal Role with FINRA as Assistant...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is a key member of the Office of the...
responsible for representing the Financial Industry Regulatory Authority (FINRA)... in disciplinary and non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the National Adjudicatory Council (NAC). This role requires a minimum of 10 years of litigation...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment... Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
- Job Title: Senior Regulatory Counsel (Hybrid) - Company:... A Financial Services Company - Location:... experience in payments and regulatory law; deep familiarity and... understanding of payment regulations; ability to provide practical, strategic and business-oriented legal advice; strong analytical and...
Litigation Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location: Various locations, including Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA;...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, and other legally protected characteristics. Summary: Title: Director, Legal Counsel - Blockchain, Crypto and Digital Currencies...