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a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates... oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. We're hiring an Assistant General Counsel in our Regulatory group....
the integrity of America's financial system. At FINRA we... are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an exciting opportunity for a Director, Enforcement: The Enforcement Director manages...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
Legal Counsel - Blockchain, Crypto and Digital Currencies (BCDC) - Full Time - New York City, New York, United States of America - San Jose, California, United States of America - Washington DC, District of Columbia, United States of America"...
2025 Summer Associate – Financial Services Regulatory Law H1:... Join **MEMBERS ONLY**SIGN UP NOW***.'s Financial Services Regulatory Practice as... Experience in Fintech and Financial Services Law Salary: $225,000... Summer Associate Practice Area: Financial Services Regulatory Open Date:... Wednesday, May 15, 2024 Job...
Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft...
law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...
note that for certain Lawyer/Summer Associate positions, we are not able to provide reasonable accommodations. # Paralegal - Investment Management Law Firm is searching for an experienced Paralegal to join its Investment Management and Broker-Dealer practice areas. The...
Title: Associate General Counsel – Antitrust Salary: Not specified in text Experience: Minimum of 10 years related legal work experience Location: - Washington, DC, US - Malvern, PA, US Role and Responsibilities: - Serve as a trusted...