in contributing to the Enforcement's investigations and decisions regarding... disciplinary actions against individuals and firms in the financial industry. This entry-level position involves working under the supervision of more senior attorneys, investigators, Directors, and Chief Counsels. Honors Associates engage in...
Title: Corporate Counsel Job Responsibilities: - Oversee the resolution of property-level liability litigation, coordinating with outside counsel, internal stakeholders, and insurance providers. All litigation is managed by outside counsel. - Administer the process for evaluating and approving liability claims, ensuring appropriate risk assessment,...
significant contributions to the Enforcement department's investigations and decisions... regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers entry-level associates an opportunity to gain substantive hands-on legal experience, enhancing their skills in investigation, litigation,...
industry. We not only have the best **Members Only** positions, but we also have the most. Junior to Mid-level Code Enforcement Attorney The candidate... will handle all code enforcement and gun confiscation... cases for municipal clients. Experience in public saf...
Title: Investigations Counsel Job Responsibilities: - Provide legal counsel on internal and cross-border investigations, including complex and sensitive matters. - Ensure proper application and preservation of attorney-client privilege; oversee investigations conducted under privilege, utilizing internal resources or external counsel as appropriate. - Manage and...
Markets Partner The candidate will serve as a business advisor to clients, guiding them on compliance with securities laws, managing public and private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely...
effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings. The role involves handling a wide range of cases brought by the Department of Enforcement against registered firms and... associated persons, as well as temporary...
Title: Associate General Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule...
Regulatory Investigations, Strategy, and Enforcement (RISE) practice group. The... position involves supporting specific matters, clients, projects, and attorneys with an annual billing component as part of the role. Key responsibilities include: - Conducting PACER research and generating PACER reports. - Working with...
group at a law firm. The key responsibilities include: - Engaging in antitrust and competition law, focusing on government antitrust investigations and merger enforcement actions, including handling Second... Requests. - Counseling clients regarding transactional antitrust risk and compliance. - Representing clients in f...
Title: Senior Litigation Paralegal Job Responsibilities: - Leads a paralegal team in providing efficient and reliable matter support. - Creates, coordinates, implements, and manages organizational tracking systems for large and complex document collection, review, analysis, and case management both on and off-site. - Creates...
Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors... Program play a crucial role in contributing to the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with substantive hands-on...
. office of our client seeks a creditors rights and bankruptcy partner-level attorney with significant experience in representing financial institutions both in commercial bankruptcy and commercial loan workouts and restructurings and in complex consumer bankruptcy litigation matters. The candidate will...