Save your search progress and never miss an update
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
Mid-Level Securities Associate Opportunity at Top Law Firm H2: Join Ice Miller's Business Practice Group in Chicago, Columbus, Indianapolis or Washington, DC Bold Headline: Seeking Experienced Securities Associate for Top Law Firm in Multiple Locations Job Title: Mid-Level...
General Counsel at Lincoln International (View all jobs) Chicago, IL Salary: Competitive salary Job Title: Associate General Counsel Experience: 5-7 years of experience in M&A/corporate law at a top-tier law firm and as in-house counsel at a public company...
Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for...
Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1: Join FINRA as Our Associate General Counsel, Regulatory H2: Be Part of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel...
Senior Manager - Investment Management - Private Equity (Central Region Office Locations) - Job title: Tax Senior Manager - Investment Management - Private Equity - Salary: Competitive, based on experience and qualifications - Experience: 8+ years of total corporate...
Legal Counsel - Financial Services: Are you a highly experienced legal professional with a background in financial services? **MEMBERS ONLY**SIGN UP NOW***., a global financial services platform, is seeking a Senior Legal Counsel to join their team in Chicago, IL. In this...
- We are a team that likes to have fun. We are excited about what we are building and want to enjoy the journey. Counsel – Contracts and Regulatory: Job Title: Counsel – Contracts and Regulatory H1:...
& Regulatory Associate to join their dynamic team. This is a mid-level to senior associate position, available in all of the firm's offices. Responsibilities: - Provide legal counsel to registered investment advisors and broker-dealers on compliance and regulatory......
experience in compliance and regulatory matters. The ideal candidate will have a robust background in counseling registered investment advisors and broker-dealers on complex regulatory issues.... This role demands high expertise in statutory and regulatory analysis, legal writing, and communication skill...