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Law Firm Seeking Broker-Dealer Regulatory Attorney for Associate... Our Team as a Broker-Dealer Regulatory Attorney H2:... Apply Now for Our Associate Position in the Legal Department Are you an in the regulation of broker-dealers? Holland & Knight, a......
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Provide high quality and timely legal and advisory...
an Assistant General Counsel, Broker-Dealer Counsel H2: Strategic and... Practical Attorney Needed for Wealth Management Division Bold Headline: Join New York Life and Make a Difference in Your Career Development Summary: New York Life is seeking an...
in investment banking and broker dealer matters, and mergers... and acquisitions and other various strategic corporate transactions, including conducting and managing due diligence, drafting and negotiating deal documentation, and coordinating deal closings. Must be highly motivated, comfortable working with clients...
work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings (including 10-K, 10-Q, 8-K, and proxy statements). Experience with broker-dealer regulations a...
law firm based in New York City, NY, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess substantial expertise in US federal securities laws, including experience in...
law firm in New York City is seeking a seasoned Regulatory Practice Partner to provide strategic legal advice and support in Crypto and Digital Assets transactions and regulatory matters. The successful candidate will have the opportunity to build a team...
Friendly Job Title: Legal, Securitization & Asset-backed Finance Attorney, Vice President, New York H1 Heading: Legal, Securitization & Asset-backed Finance Attorney, Vice President at Goldman Sachs H2 Heading: Join Our Legal Department as a Senior Attorney in New...
Management, Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel: - Job Identification: 210510239 - Job Category: Counsel - Business Unit: Corporate Sector - Posting Date: 04/17/2024, 05:58 PM - Locations: New York, NY; Columbus, OH; Plano, TX...
Firm Seeks Experienced Corporate Securities Associate in Multiple Offices Overview: Saul Ewing, a leading law firm, is seeking an experienced corporate associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and...