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H1: Principal Counsel, Enforcement - FINRA Careers H2: Apply for the Position of Principal Counsel, Enforcement at FINRA FINRA, a leading securities regulator, is currently seeking a Principal Counsel, Enforcement to join their team. This role offers a competitive salary and benefits package, as well as the opportunity to work on high-profile enforcement matters. If you have a minimum of seven years of relevant legal experience and a strong understanding of securities law
Title: Assistant General Counsel, Regulatory Salary Range: $127,300 - $296,100 Experience: 6-8 years of directly related legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Department: Office of General Counsel H1: Join the Team at FINRA as an Assistant General Counsel, Regulatory H2: Protect Investors and Maintain Market Integrity in this Senior-Level Legal Role
Counsel, Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case. Identify potential risks,
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