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FINRA is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match, and many other benefits. Principal Counsel, Enforcement - Competitive salary and benefits package - Full-time position - Job requisition ID: R-007990 - Locations: Rockville, MD; Jersey City, NJ;
Organization: FINRA Department: Office of General Counsel Location: Washington, DC Salary: R-008031: Assistant General Counsel, Regulatory Assistant General Counsel, Regulatory – Full Time Purpose and Meaning in Work – Join Us at FINRA! As a not-for-profit organization operating under the oversight of the SEC, FINRA (Financial Industry Regulatory Authority) is dedicated to protecting investors and maintaining market integrity. We are seeking an experienced...
Counsel, Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case. Identify potential risks,
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