Job Title: Fintech & Financial Services Of Counsel Job Responsibilities: The Fintech & Financial Services Of Counsel is responsible for handling a variety of legal issues under federal securities laws. The primary duties include: - Addressing Investment Company Act status issues and providing legal opinions - Managing broker-dealer and investment adviser status issues - Providing counsel on broker-dealer and investment adviser registration and compliance - Assisting i
Associate In-House Counsel Position We are seeking a full-time attorney to join our in-house legal team as associate in-house counsel, working directly with our General Counsel. This role provides critical support across litigation, transactional matters, corporate governance, real estate, employment-related issues, and general legal operations. The ideal candidate will have a solid foundation in litigation procedures, strong knowledge of real es
San Diego office of a **Members Only** Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in SEC and FINRA regulatory matters. The candidate will advise clients on SEC regulatory and securities issues and provide counsel on unique and complex legal issues. Will be responsible for providing advice and trusted counsel to clients and will collaborate with the growing firm to help build on the company’s success. Be