Wealth Management - Private Bank - Client Advisor - Vice President or Executive Director
The candidate will be responsible for advising families on building, preserving and managing their wealth. Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions and delivering an exceptional client experience. Drive business results and acquire new assets, both from existing cl... read more
Senior Associate Counsel
The candidate will assist in providing legal advice and counsel to business partners on legal issues and risks in connection with various transactions, with supervision on more complex matters. Will conduct preliminary legal reviews, identify issues, draft, review, and negotiate agreements, manage projects, and prepare recommendations with respect to day-to-day matters and assist with more complex matters. Supports, and has direct accountability f... read more
Duties: Provides legal services under the direction of the Director Legal & Compliance and with the guidance of other experienced attorneys, including legal advice, representation, and support to management and staff to facilitate achievement of the Institute’s goals, while anticipating and managing risk. Initial responsibilities will include support of Nuclear Sector, foreign trade law (export control and FCPA) and international transactions with focus... read more
Responsibilities: Using established company templates and vendor templates, negotiate, coordinate, and draft large volume of vendor agreements including consulting, software licensing, outsourcing, cloud hosting services, statements of work and change orders. Provide strategic legal advice and support on IT, data privacy and data security issues as they relate to vendor contracts. Assist in developing and updating contract templates to mitigate risk for t...
VP, Associate General Counsel
DUTIES: Provide in house tax legal services to the investment operations. Provide tax legal support to a wide variety of domestic and international investment activity including commercial real estate, including joint ventures, complex portfolios and separate mandates, commercial mortgages, privately placed corporate debt, private equity funds, mezzanine investments, certain high yield transactions, real estate funds, and a focus on real asset...
Counsel IV (Executive Compensation)
The candidate will be responsible for advising the Board of Directors and senior management on the design, governance, implementation, and ongoing administration of equity compensation and other non-qualified benefit plans; compliance with SEC, NYSE and other applicable rules and regulations regarding executive compensation, including SEC registration statements, benefit plan prospectuses, and proxy statement compensation disclosures; an...
Counsel â€“ Private Placements & Infrastructure Debt
The candidate will be expected to perform the following functions: Review, analyze, and negotiate investments in private placement bond, infrastructure, project finance and aircraft finance investment, and bank loan transactions and provide legal advice on transactional documents relating to these investments. Provide day to day legal support to Infrastructure Debt and Private Placement analysts and portfolio manage...
Counsel 3 MA and Strategic Investments
The candidate will be participating on or leading transaction deal teams and advising senior management on all legal aspects of proprietary M & A transactions and strategic investments, including structuring, negotiating and drafting agreements, conducting due diligence and actively managing outside counsel and internal processes from planning through post-closing stages. Will be working with legal and control functions, including ris...
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Mutual Fund Chief Compliance Officer
The candidate will bbe responsible for leading the development, implementation and on-going administration of the compliance programs for all **MEMBERS ONLY**SIGN UP NOW***. proprietary 40 Act Mutual Funds including open-ended, closed ended and business development company funds (â€˜the Fundsâ€) and ensuring each of the Service Providers to the Funds complies with regulatory requirements and written policies and procedures. Will also be responsible fo...
Associate General Counsel
twadvise management on and assist the General Counsel in the oversight of all legal aspects of the companyâ€™s and its managed project portfolioâ€™s present and future commercial dealings, compliance matters and corporate needs, including power sales and hedging transactions, interconnection arrangements, fuel purchases and transportation arrangements, operation and maintenance arrangements, general contractual and regulatory compliance,...
Capital Markets Counsel 3 - Fixed Income Sales and Trading
The candidate will provide legal support to the firm Securities (WFS) Fixed Income Sales and Trading line of business. Will advise WFS Compliance and business line partners on the interpretation and application of a broad range of SEC, FINRA and MSRB rules and regulations; (participate in WFS projects or initiatives to develop compliance and supervisory policies, procedures and practices to ensure regulatory compli...
Counsel 3 M&A and Strategic Investments
The candidate will be responsible for participating on or leading transaction deal teams and advising senior management on all legal aspects of proprietary M&A transactions and strategic investments, including structuring, negotiating and drafting agreements, conducting due diligence and actively managing outside counsel and internal processes from planning through post-closing stages. Working with legal and control functions, includ...
Client Relationship Executive - Risk Assurance
The candidate will lead the practise by setting strategy, drive the development of new business in the market, and provide technical advice across disciplines. Building strong networks within the firm to spot and capitalise on opportunities to get involved in projects that others are leading across a number of different business units and sectors. Identifying and discussing key issues with clients to identify potential opportu...