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Charlotte Corporate Attorney Jobs in In-House

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SPONSORED JOB
Company
Wells Fargo
Experience
Min 2 yrs required
Location
Gastonia, NC
Posted Date
Aug 15,18
Info Source
Total Views
9
Counsel 2 - Corporate Regulatory Section Duties: Provide expert legal and technical advice regarding U.S. corporate-level bank and bank holding company laws and associated regulations and guidance. These include, for example, Federal Reserve Regulations K, O, W, Y and YY; National Bank Act powers and related OCC regulations; regulatory capital, leverage and liquidity rules; regulations covering the activities of designated systemically important banks; bank branching and o... read more
SPONSORED JOB
Company
Wells Fargo
Experience
Min 2 yrs required
Location
Concord, NC
Posted Date
Aug 17,18
Info Source
Total Views
28
Managing Counsel, Strategic Enterprise Risk Management The candidate will lead a team of legal professionals within the Enterprise Risk, Regulatory and Audit (ERRA) Division supporting Strategic Enterprise Risk Management (SERM), a new group within Corporate Risk, which is primarily responsible for managing enterprise risk programs, governance, and infrastructure. Oversee a team of professionals responsible for providing both practical and legal advice on strategic, regula... read more
SPONSORED JOB
Company
Wells Fargo
Experience
Min 2 yrs required
Location
Gastonia, NC
Posted Date
Aug 17,18
Info Source
Total Views
4
Managing Counsel, Strategic Enterprise Risk Management The candidate will lead a team of legal professionals within the Enterprise Risk, Regulatory and Audit (ERRA) Division supporting Strategic Enterprise Risk Management (SERM), a new group within Corporate Risk, which is primarily responsible for managing enterprise risk programs, governance, and infrastructure. Oversee a team of professionals responsible for providing both practical and legal advice on strategic, regula... read more
Company
In-House
Experience
Min 2 yrs required
Location
Charlotte, NC
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
12
Capital Markets Counsel IV The candidate responsibilities will include coverage of syndicated lending origination businesses (including both leveraged finance and investment grade facilities and both middle market and “large cap” facilities). Will be providing substantive legal advice on a variety of laws and regulations relative to the firm syndicated lending activities. Working directly with business clients and developing an in depth understanding of busines... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
12
Capital Markets Counsel 3 - Fixed Income Sales and Trading The candidate will advise Compliance and business line partners on the interpretation and application of a broad range of SEC, FINRA and MSRB rules and regulations; participate in projects or initiatives to develop compliance and supervisory policies, procedures and practices to ensure regulatory compliance with significant new securities industry rules and regulations. Will support Compliance personnel in respondi... read more
Company
In-House
Experience
5-10 yrs required
Location
Charlotte, NC
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
23
Corporate Counsel The candidate will address employment related legal issues in conjunction with Human Resources department, including EEOC and worker’s compensation claims. Will provide management team with day-to-day legal perspective and guidance, as well as risk assessment and mitigation. Serve as legal advisor and active participant in establishing partnerships and facilitating merger, acquisition and divestiture transactions, including due diligence, negotiati... read more
Company
In-House, Lowes
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Jul 11, 18
Info Source
Employer
Total Views
93
Corporate Counsel – Securities and Corporate Governance RESPONSIBILITIES: Provides legal counsel including but not limited to securities law, corporate law, tax law, contract law, and other areas pertinent to a major retail organization. Monitors developments, including proposed legislation and court decisions related to corporate governance, executive compensation, public disclosure requirements and financing transactions and evaluates their impact on operations. R... read more
Company
In-House, Barings
Experience
Min 4 yrs required
Location
Charlotte, NC
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
131
Counsel - Regulatory and Trading The candidate will advise company on general regulatory issues related to company's status as a globally regulated investment adviser and manager of registered investment companies, including advising on issues with the Securities and Exchange Commission and on other corporate matters related to the functioning of a globally registered investment adviser. Will report to the Head of the Regulatory and Trading Legal Team. Provide legal advice... read more
Company
In-House
Experience
Min 1 yrs required
Location
Charlotte, NC
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
27
The candidate will work with internal and external constituents, including counsel, senior management, investor relations, executive compensation, benefits, corporate communications and investors. Responsibilities include: arranging, preparing for and participating in meetings with shareholders, which may include senior management and/or members of the board of directors; identifying innovative methods to communicate with nvestors; managing external partners, including tran... read more
Company
In-House
Experience
5-10 yrs required
Location
Charlotte, NC
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
9
Attorney- Investment Management Responsibilities: Providing general legal and regulatory advice to the retail product business units on Investment Advisers Act, Investment Company Act and FINRA and SEC Rules and Regulations. Advise clients on various aspects of investment advisory and brokerage product development and distribution as well as general fiduciary matters. Client contracts and ancillary documentation, advice to the business on marketing materials and RFP respon... read more
Company
In-House
Experience
Min 3 yrs required
Location
Charlotte, NC
Posted Date
Aug 14, 18
Info Source
Employer
Total Views
4
Legal and Commercial Corporate Matters Counsel The candidate will prepare board resolutions, presentations and other board materials relating to company transactions, annual meetings, share plan operations and related matters; and otherwise support the board and committee meeting material preparation and distribution process. Will aid in the preparation of the company's filings with, and other matters concerning, the SEC (including filings on Forms 10-Q, 10-K and 8-K, Sect... read more
Company
In-House
Experience
Min 8 yrs required
Location
Charlotte, NC
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
13
Director, Associate General Counsel The candidate will join the Institutional Financial Services Legal team to be the primary point of contact for the Endowment & Philanthropic Services (EPS) business area. Will support the endowment, foundation, planned-giving and charitable gift management needs of institutional clients, including corporate and board support. Be responsible for investment advisory issues, product development, and distribution and marketing of investment ... read more
Company
In-House
Experience
5-10 yrs required
Location
Charlotte, NC
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
8
Attorney- Investment Management Responsibilities: Providing general legal and regulatory advice to the retail product business units on Investment Advisers Act, Investment Company Act and FINRA and SEC Rules and Regulations. Advise clients on various aspects of investment advisory and brokerage product development and distribution as well as general fiduciary matters. Client contracts and ancillary documentation, advice to the business on marketing materials and RFP respon... read more
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