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Charlotte Corporate Attorney Jobs in In-House

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SPONSORED JOB
Company
Wells Fargo
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Oct 14,18
Info Source
Total Views
2
Capital Markets Counsel III - Institutional Derivatives Duties: The candidate will be responsible for providing legal services to the institutional and international derivatives and fixed income trading businesses of the Bank and its affiliates. Also supports bank’s sales and trading desks on matters involving the Commodity Exchange Act and other domestic and international laws pertaining to traded products and to exchange trading, clearing, margining, reporting and othe... read more
Company
In-House, Barings
Experience
Min 4 yrs required
Location
Charlotte, NC
Posted Date
Oct 16, 18
Info Source
Employer
Total Views
148
Counsel - Regulatory and Trading The candidate will advise company on general regulatory issues related to company's status as a globally regulated investment adviser and manager of registered investment companies, including advising on issues with the Securities and Exchange Commission and on other corporate matters related to the functioning of a globally registered investment adviser. Will report to the Head of the Regulatory and Trading Legal Team. Provide legal advice... read more
Company
In-House
Experience
Min 1 yrs required
Location
Charlotte, NC
Posted Date
Oct 16, 18
Info Source
Employer
Total Views
54
The candidate will work with internal and external constituents, including counsel, senior management, investor relations, executive compensation, benefits, corporate communications and investors. Responsibilities include: arranging, preparing for and participating in meetings with shareholders, which may include senior management and/or members of the board of directors; identifying innovative methods to communicate with nvestors; managing external partners, including tran... read more
Company
In-House, Wells Fargo
Experience
Min 4 yrs required
Location
Gastonia, NC
Posted Date
Oct 20, 18
Info Source
Employer
Total Views
1
Compliance Manager 4 - Head of Commercial Capital Group The candidate will be accountable for establishing and overseeing execution of the enterprise and Wholesale compliance program across all functional areas and platforms for the businesses. Will direct and oversee key enterprise and Wholesale compliance program elements with respect to the firm businesses, including compliance risk ssessments, initiative management, establishment and implementation of policies and stan... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Oct 16, 18
Info Source
Employer
Counsel III - Consumer Regulatory and Escalated Matters Team The candidate will work in the Consumer Regulatory and Escalated Matters Section of the Legal Department and provide support to the following activities: customer remediations involving consumer issues, enterprise policy and procedure related to issue escalation and customer remediation, consent order implementation, Bureau of Consumer Financial Protection (BCFP) examinations and other BCFP related matters, inclu... read more
Company
In-House
Experience
Location
Charlotte, NC
Posted Date
Oct 09, 18
Info Source
Employer
Total Views
6
Mutual Fund Chief Compliance Officer Charlotte, NC, United States At **MEMBERS ONLY**SIGN UP NOW***., we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. We thank you for your interest in joining the B... read more
Company
In-House, Wells Fargo
Experience
Min 4 yrs required
Location
Concord, NC
Posted Date
Oct 20, 18
Info Source
Employer
Compliance Manager 4 - Head of Commercial Capital Group The candidate will be accountable for establishing and overseeing execution of the enterprise and Wholesale compliance program across all functional areas and platforms for the businesses. Will direct and oversee key enterprise and Wholesale compliance program elements with respect to the firm businesses, including compliance risk ssessments, initiative management, establishment and implementation of policies and stan... read more
Company
In-House, Wells Fargo
Experience
Min 4 yrs required
Location
Charlotte, NC
Posted Date
Oct 20, 18
Info Source
Employer
Compliance Manager 4 - Head of Commercial Capital Group The candidate will be accountable for establishing and overseeing execution of the enterprise and Wholesale compliance program across all functional areas and platforms for the businesses. Will direct and oversee key enterprise and Wholesale compliance program elements with respect to the firm businesses, including compliance risk ssessments, initiative management, establishment and implementation of policies and stan... read more
Company
In-House
Experience
Min 2 yrs required
Location
Charlotte, NC
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
2
Capital Markets Counsel IV - Senior Foreign Exchange Attorney The candidate reports to the Managing Counsel of the Commodities, Foreign Exchange and Special Entities Team of the Derivatives and Foreign Exchange Section of the Law Department. Responsible for providing legal advice and counsel to the foreign exchange business of Bank, NA, including sales and trading, credit, operations and compliance functions. Independently develops and renders opinions, consults with, and ... read more
Company
In-House
Experience
Min 3 yrs required
Location
Charlotte, NC
Posted Date
Oct 18, 18
Info Source
Employer
Legal and Commercial Corporate Matters Counsel The candidate will be responsible for supporting board of directors; preparing filings, internal communications and memoranda relating to U.S. Securities and Exchange Commission regulations, U.S. and Irish regulations, and stock exchange listing requirements; and overseeing other corporate governance matters relevant to the corporate secretarial function. Prepare board resolutions, presentations and other board materials relat... read more
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