Reviews member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. The Senior Analyst conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. This is intermediate-level professional work in which incumbents are performing their assigned roles, developing job-related skills, and working under limited supervision.
Essential Job Functions:
Cond... read more
Ideally a minimum of 5 yrs gained in-house or from a well-regarded private practice firm
Government Relations and an understanding of the financial services regulatory framework
Previous legal experience with banking or aviation preferred.
Proven ability to manage competing deadlines and make decisions
Superior commercial and communication skills.
A positive and enthusiastic attitude.
About Micro Cu... read more
The Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters.
Essential Job Functions:
Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy.
Execute an effective risk-based legal strategy to assess the record fairly.
Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case.
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Debt Finance - Transactional Attorney
The candidate should preferably have 2-5 years of experience representing borrowers and/or lenders in the negotiation, documentation and closing of secured and unsecured financing transactions, including acquisition and other leveraged financings. Working knowledge of debt securities offerings and general corporate law is also preferred.
Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks debt finance attorney with 2-5 years of experience. The candidate will be representing borrowers and/or lenders in the negotiation, documentation and closing of secured and unsecured financing transactions, including acquisition and other leveraged financings. Working knowledge of debt securities offerings and general corporate law is also preferred.
Financial Services Regulatory Compliance Attorney
The candidate must have 2-5 years of financial services regulatory compliance, licensing, or enforcement experience. Candidate with experience in the financial services practice of a major law firm or banking agency highly preferred.
Consumer Financial Services Regulatory Attorney
The candidate will be responsible for: application and interpretation of federal and state mortgage banking, consumer finance, and other related requirements governing financial institutions to address a wide array of legal and regulatory matters; advising and assisting clients with both technical and practical application of the relevant legal requirements; identifying and assessing compliance risk and appropriate implementa...
The candidate should preferably have experience with financing transactions and/or experience with international transactions, particularly in emerging markets. The team practices across a wide range of sectors, with an emphasis in the energy sector. Fluency in one or more foreign languages, with related practical experience would be valuable. Strong academic credentials are desired.
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Assistant General Counsel
Responsibilities: Fostering sound corporate governance practices, maintaining the organizations’ good standing with federal and state corporate and tax regulators, and ensuring compliance with IRS guidelines relating to lobbying and political activities of nonprofit organizations. Advising on employment matters and benefits systems, ensuring compliance with employment laws, training of all staff managers and review of employment materials, and d...
Candidate will be involved in finance practice. Should have excellent academic credentials from a top-tier law school as well as major law firm experience. Must be eligible to practice law as a member of the Bar.
Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks public finance attorney with preferably State of Florida laws governing municipal finance and the federal tax aspects of municipal bond law experience. The candidate should preferably have an undergraduate background in finance or accounting, or other relevant finance-related work experience.
Project Finance Associate
The candidate should have 2-6 years of project finance experience at a leading national or international law firm. Should have experience in drafting and negotiation of financing documents for domestic and/or international project financings, as well as project contract and project development experience. Experience in tax-equity and renewables transactions is a plus. Also consider candidates with a leveraged finance background.
The candidate will report to the Director of Legislative and Regulatory Affairs/Deputy General Counsel. Will assist in the execution of payments advocacy through the Association. Research and draft, or oversee outside counsel drafting of, comment letters, whitepapers, blog posts, meeting decks, amicus briefs and other advocacy documents for payments-related advocacy matters. Analyze and summarize payments-related advocacy issue developments. Participate in a...
Nasdaq’s award-winning legal group, which employs over 50 lawyers in offices in the U.S. and Europe, has a rare opportunity for an experienced, well-credentialed corporate lawyer with extensive experience in public company disclosure, financing and M&A transactions. You will provide securities law advice, manage our securities filings, work on M&A and financing deals, and participate in policy advocacy on a wide range of securities law issues.
This is a unique ... read more
Regulatory Compliance Attorney – Mortgage Banking
The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, FDIC, FTC, the Federal Reserve, state Attorneys General during investigations and enforcement proceedings. Provide advice to our clients on existing laws and regulations that govern mortgage lenders, mortgage brokers and financial instit... read more
Tysons Corner office of our client seeks regulatory compliance attorney with 3+ years of consumer financial services regulatory compliance experience with a focus on mortgage origination regulatory counseling. The candidate will join the growing Financial Institutions Regulatory Practice Group. Will represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, FDIC, FTC, the Federal Reser... read more