Job Title: Senior Director, Senior Managing Counsel - Fixed Income and Equities (FIEQ) Job Responsibilities: - Provide legal advice and assistance to business, Credit, Risk, and Compliance partners concerning legal, regulatory, and reputational issues arising from Fixed Income and Equities (FIEQ) businesses. - Advise on new markets, product and service development, and strategic business initiatives. - Collaborate closely with business managers and control functions (Complia
Job Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of Company Legal and serve as a key adviser to the business. - Manage and negotiate contracts for Company for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provi
Job Title: Senior Vice-President, Counsel – FX and Derivatives Job Responsibilities: The Senior Vice-President, Counsel for FX and Derivatives at the company will be responsible for providing comprehensive legal support for the bank’s over-the-counter trading businesses. Key responsibilities include: - Negotiating ISDAs, CSAs, account control agreements, innovations, guarantees, and related documentation in support of the company's FX & Derivatives businesses. - Manag...
Job Title: Director, Managing Counsel - Banking Financial Crimes Job Responsibilities: - Provide timely legal advice and assistance to Financial Crimes Compliance, Risk, and business partners on matters related to various legal frameworks, including the Anti-Money Laundering Act of 2020, the USA PATRIOT Act, Bank Secrecy Act, and European anti-money laundering directives (AMLD), among other global equivalents. - Review, interpret, and advise on relevant laws and industry
Job Title: Senior Vice-President, Counsel – FX and Derivatives Job Responsibilities: The primary responsibility of the Senior Vice-President, Counsel role is to provide effective legal support for the company's FX and Derivatives trading activities. This includes managing the trading documentation team and collaborating with other lawyers in the US, EMEA, and APAC regions to deliver high-quality legal advice tailored to the company's business models. Specific duties inc...