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Senior Corporate Counsel
The candidate will provide support for company's Channel Finance program and banking partner relationships. Will support all legal matters arising in the company's business, including, without limitation, negotiating legal agreements with financing and banking partners. Assist in bringing on and maintaining the relationships in line with company's standards. Provide direction to the Capital group to support the execution of its strategy, negotiatin... read more
Financial Services State And Local Tax Manager
The candidate will review state tax returns and provide state tax consulting for hedge funds, private equity funds, investment partnerships, alternative products, family offices, mutual funds, broker-dealers, banks, insurance companies and other investment managers – including nexus studies, apportionment and sourcing analysis, voluntary disclosures and merger and acquisition consulting and other state tax consulting. Will p... read more
Associate General Counsel, Litigation
The candidate provides legal advice and services related to litigation and enforcement matters through case management, legal research and basic interactions with clients. Manages and provides legal advice on escalated disputes, litigation, investigations and regulatory matters. Researches and addresses legal issues relevant to litigation and enforcement matters. Participates on or leads small project teams for business unit area initi... read more
Legal - Assistant General Counsel - Mortgage Banking Servicing – VP
The candidate will: Be in the Mortgage Banking Servicing and Default legal group Help maintain compliance with all applicable state and federal laws and regulations impacting the mortgage servicing business. Work cooperatively with the Compliance Department to keep up with all changes to the laws and advise the relevant LOBs of changes in a timely manner. Assist the relevant LOBs with drafting and implem...
Associate General Counsel
The candidate will operate independently as legal counsel to senior business leaders in office’s central depository. Identify and evaluate regulatory issues as they arise. Provide legal and regulatory advice in the development and structuring of new business initiatives for DTC. Provide legal and regulatory advice on risk issues, including issues with DTC. Prepare and support rule filings and related regulatory submissions. Support work with cli...
Wealth Management - Private Bank - Wealth Advisor -Vice President/Executive Director
The candidate as part of our team of specialists, the Wealth Advisor, through a comprehensive understanding of clients’ wealth and objectives, helps ensure that their estate, income, tax, philanthropic, and other planning needs are identified and met. The Wealth Advisor: Serves as an advisor to clients on personal planning matters; Identifies opportunities for the bank to serve in a curr...
The candidate will work closely with our team of in-house experts (from both legal and financial backgrounds). Will be research and analyze companies' debt structures and produce reports on notable covenant issues. Maintain active dialogue and cultivate relationships with subscribers and industry contacts to supplement coverage efforts, including idea sourcing. Covenant analysts talk to many of the top distressed hedge funds on a daily basis. Should have J...
Legal - Assistant General Counsel, Corporate and Investment Bank, US Equities- Vice President
The candidate will entail drafting ISDA based Confirmations and Mater Confirmations for complex OTC equity derivatives transactions, supporting the documentation group and advising sales and trading, with respect to rules and regulations that affect OTC equity derivatives transactions. Products include swaps, forwards, stock hedging and monetization transactions, collars, options....
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Restructuring Investment Banking Associate Director
The candidate should have a university degree in finance, accounting or law. Must have some experience in restructuring and/or leveraged finance, ideally solid financial analysis skills, with the ability to produce accurate presentation material quickly.
The candidate will identify and tailor investment strategies for clients through in-depth analysis. Will manage and support the development of junior investment bankers. Should have a university degree in finance, accounting or law. Must have experience in investment banking, accountancy, law, strategic consultancy, or a similar financial services profession. Series 7, 63 and 79 required.
Legal- Assistant General Counsel- US Prime Brokerage and Equity Finance- VP
The candidate will be providing legal services to the Corporation and is organized by practice groups that generally align with the Corporation’s lines of business and corporate staff areas. Should have 5+ years’ experience with a major law firm (or equivalent in-house experience). Must be licensed to practice law and a member in good standing in in the state/jurisdiction in which the position ...
Vice President – Credit Policy and Regulatory Relations
The candidate will manage regulatory exams and coordinate related deliverables and presentation materials. Will analyze key upcoming regulatory guidance to assess level of compliance with current practice. Assist in the Firm’s communication with regulators regarding Credit related issues. Oversee senior management reports on regulatory exams, internal audits, and credit reviews. Develop and update Credit policies...
Compliance, KYC Lead, Vice President
RESPONSIBILITIES: Oversee the consumer business Customer Identification Program, manage the EDD process and provide guidance to the client onboarding teams and/or the business on anti-money laundering related matters. Work closely with compliance, operations, technology and business personnel, and would be expected to quickly gain an understanding of the firm’s consumer businesses and the rules and regulations under which the firm ope...