Legal Counsel - Vice President
The candidate will be supporting the legal documentation management of (Institutional) Cash Management products and advise the organization with respect thereto. Work closely together with an Institutional Cash Management re-papering project team in the US as well as with Implementation & Service for Cash Management Corporates. Support the development and maintenance of standard legal documentation (once the roll-out of the re-papering exerci... read more
Policy Implementation Manager
The candidate will be responsible for drafting, revising and reviewing policies owned by GBAM Compliance and Operational Risk. Working with line of business Compliance and Operational Risk Officers, Business Controls and other partners to address changes in policies. Working with line of business Compliance and Operational Risk Officers to communicate policies to impacted areas. Reviewing Enterprise policies and providing comments to Enterpris...
The candidate will handle duties that include: Responsible for coordinating the quarterly Board and Audit Committees as well as the Annual Shareholder meeting and any other ad hoc meetings, as required. Establish and maintain the annual Board Planner, which sets out the Agenda for the full year. Review with the Chairman, President and Legal to ensure a comprehensive outline of board agenda items. Work with senior management team of the trust companies on...
The candidate will be actively involved in reviewing, drafting, and negotiating legal documentation relating to the daily, on-going, activities of the Bank. Will be responsible for assisting the General Counsel and the other Assistant General Counsel in handling the overall activities of the Legal Department, including supervising support staff. May have direct report subordinate staff. Assists in the coordination of the development of new products and improv...
Compliance and Operational Risk Implementation Manager
The candidate assists in driving consistent execution of the Global Compliance Enterprise Policy, the Operational Risk Enterprise Policy (collectively “the Policies”) and the Compliance and Operational Risk Management (“CORM”) Program. This role engages with Corporate Compliance and Operational Risk policy and process owners to understand requirements and deadlines and provide feedback for process improvement. ...
Compliance Product Officer - ICG Equity Derivatives
The candidate serves as an Equity Derivatives product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition,...
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Wealth Management - Private Bank - Banker - Vice President
The candidate leads new client acquisition and retention through a broad knowledge of investments, banking, trust services and financial planning. Responsible for the client experience and engaging our resources to deliver a complete wealth management solution. Responsible for sale and implementation of investment, banking and trust/estate products to core clients. Leverage and coordinate specialists (Investor, Cap...
Senior Private Client Advisor
The candidate focus on new sales revenue through client acquisition and expansion of existing clients and have responsibility for consulting and coordinating the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and families including to: investment management, trust, credit, planning, insurance, and banking services. Serves as mentor for a small group of private client advisors and exercise...
Counsel for Sales and Trading, Vice President
Duties: Provide legal advice, review draft and negotiate documentation and provide all related transaction management and project management for: Interest rate derivatives and FX products; Repos and securities lending transactions; Project finance transactions; Cash trading of fixed income securities, credit products, and equities; and Netting and collateral enforceability opinions. Advise and assist business units in the devel...
The candidate will work closely with our team of in-house experts (from both legal and financial backgrounds). Will be research and analyze companies' debt structures and produce reports on notable covenant issues. Maintain active dialogue and cultivate relationships with subscribers and industry contacts to supplement coverage efforts, including idea sourcing. Covenant analysts talk to many of the top distressed hedge funds on a daily basis. Should have J...
Duties: Drafting, reviewing and negotiating all forms of: vendor/third party provider contracts, including software licensing agreements, systems, related maintenance agreements and SLAs;Non-Disclosure Agreements;all forms of bank-related services agreements, including cash management, lock-box, escrow, Deposit Account Control Agreements; Funds Transfer, ACH Origination and Remote Deposit Capture; all forms of customer account opening documents,...