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Compliance Specialist Jobs in Boston

Job info
Company
Law Firm
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
Sep 08, 17
Info Source
Employer
Business Intake Specialist The candidate will process... documentation or otherwise secure compliance. Maintain and remove conflict... “flags” from the automated accounting system and follow up with attorneys and secretaries on outstanding searches and requests. Manage conflict search approvals and maintain... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Sep 20, 17
Info Source
Employer
Intake and Compliance Analyst Duties: Conducts detailed,... extensive research from multiple sources; analyzes the corporate business structure and history of potential clients and adversaries; recognizes and understands the complexities of the corporate family tree structure and applies this knowledge to... read more
Company
In-House
Experience
4-6 yrs required
Location
Boston, MA
Posted Date
Sep 15, 17
Info Source
Employer
Compliance Analyst, Assistant Vice President... The candidate will review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds). Will assist in maintaining an electronic review system that is used for reviewing and recordkeeping all... read more
Company
In-House
Experience
Min 7 yrs required
Location
Boston, MA
Posted Date
Sep 21, 17
Info Source
Employer
committee, Governance, Risk and Compliance (GRC) Branch Exams, Surveillance,... and Advisor Review staffs, as well as the Human Capital, Internal Audit, and Legal Departments; Referrals from the firm’s financial fraud/AML unit. A college degree is required, a law degree is... read more
Company
In-House
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
Sep 19, 17
Info Source
Employer
federal tax consulting and compliance services to a diverse... credits), tax provisions, tax compliance, business restructuring, and tax... Overseeing complex federal tax compliance and consulting projects requiring... tax analysis for a variety of entities and their affiliates. Managing engagement workflow,... read more
Company
In-House
Experience
Min 10 yrs required
Location
Boston, MA
Posted Date
Sep 18, 17
Info Source
Employer
other constituents to ensure compliance with applicable regulations and... technology-related risks for additional specialist assessment activities by the... appropriate risk domain experts. Gain a complete understanding of the products/services to be provided by the Third Party in order to assess... read more
Company
In-House
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
Sep 18, 17
Info Source
Employer
provide tax consulting and compliance services to a diverse... Oversee complex state tax compliance and consulting projects requiring... tax analysis for a variety of entities and their affiliates. Research and analyze a wide range of tax issues and tax implications... read more
Company
In-House
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Sep 22, 17
Info Source
Employer
Compliance Analyst, Officer Duties: Review... and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds). Review sales and marketing literature for non-registered institutional products. Serve as an internal expert resource on industry regulations and guidelines... read more
Company
In-House
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Sep 15, 17
Info Source
Employer
Compliance Analyst, Officer The candidate... will review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds). Will review sales and marketing literature for non-registered institutional products. Serve as an internal expert resource on industry... read more
Company
In-House
Experience
Min 8 yrs required
Location
Cambridge, MA
Posted Date
Sep 19, 17
Info Source
Employer
standard form agreements, supporting Compliance and other relevant departments... departments. Work closely with Compliance to meet certain obligations... of Firm’s CIA related to contracts and vendors. Manage contract processing process, and process for ensuring that contracts enter contracts management system.... read more
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