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3 jobs found for

Trade Compliance Paralegal Jobs in San Mateo

Job info
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Dec 13, 17
Info Source
Employer
Total Views
201
Corporate Paralegal The candidate will own... years experience as a paralegal in a law firm... required. Securities filing and compliance experience required. E*TRADE’s Equity... Edge Online experience required. Experience in an IPO/public company environment strongly preferred. Highly proficient with Microsoft... read more
Company
In-House
Experience
3-5 yrs required
Location
Oakland, CA
Posted Date
Nov 30, 17
Info Source
Employer
Total Views
13
Corporate Paralegal Responsibilities: Assist with the... regulatory filings. Administer various compliance efforts. Run quarterly 302... certifications, including tracking and reporting of exceptions. Manage communications to all employees and directors about open and closed trading window periods. Proactively monitor pre-clearance requests... read more
Company
In-House
Experience
Min 4 yrs required
Location
Sunnyvale, CA
Posted Date
Dec 13, 17
Info Source
Employer
Total Views
11
Corporate Paralegal The candidate will maintain... certain corporate policies and compliance programs. Prepare and review... 4+ years of corporate paralegal experience, ideally in a... public company. Should have hands-on experience and in-depth knowledge of general legal concepts, terminology and principles... read more
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