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8 jobs found for

Trade Compliance Paralegal Jobs in San Leandro

Job info
Company
In-House
Experience
3-5 yrs required
Location
Oakland, CA
Posted Date
Oct 16, 17
Info Source
Employer
Corporate Paralegal Responsibilities: Assist with the... regulatory filings. Administer various compliance efforts. Run quarterly 302... certifications, including tracking and reporting of exceptions. Manage communications to all employees and directors about open and closed trading window periods. Proactively monitor pre-clearance requests... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Mateo, CA
Posted Date
Oct 24, 17
Info Source
Employer
Compliance Consultant V - Investment... the Investment Portfolio (IP) Compliance Program by assisting with... maintenance of a comprehensive compliance program that will: establish... corporate governance programs; support Compliance and other support group... the enterprise-wide enhancement of compliance structures due to new... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Oct 19, 17
Info Source
Employer
Corporate Paralegal The candidate will own... years experience as a paralegal in a law firm... required. Securities filing and compliance experience required. E*TRADE’s Equity... Edge Online experience required. Experience in an IPO/public company environment strongly preferred. Highly proficient with Microsoft... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Oct 24, 17
Info Source
Employer
Compliance Consultant V - Investment... the Investment Portfolio (IP) Compliance Program by assisting with... maintenance of a comprehensive compliance program that will: establish... corporate governance programs; support Compliance and other support group... the enterprise-wide enhancement of compliance structures due to new... compliance... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Oct 19, 17
Info Source
Employer
in regional business and/or trade organizations and maintain an... attorney board affiliations database. Collaborate with OMP and various firmwide Practice Group Leaders in regional business and/or trade organizations and boards; evaluate... a yearly basis. Ensure compliance of best practices in...... read more
Company
In-House
Experience
2-4 yrs required
Location
Redwood City, CA
Posted Date
Oct 13, 17
Info Source
Employer
portfolio companies to ensure compliance with US law related... to economic and trade sanctions. Will assist with... and portfolio companies for compliance with US sanctions; Help... management, contracts management and paralegal when necessary; Participate in... monthly global admin team meetings... read more
Company
In-House
Experience
Min 10 yrs required
Location
Redwood City, CA
Posted Date
Oct 24, 17
Info Source
Employer
Compliance Consultant V - Investment... the Investment Portfolio (IP) Compliance Program by assisting with... maintenance of a comprehensive compliance program that will: establish... corporate governance programs; support Compliance and other support group... the enterprise-wide enhancement of compliance structures due to new... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Livermore, CA
Posted Date
Oct 19, 17
Info Source
Employer
Senior Marketing Compliance Specialist In close collaboration... the Vice President of Compliance and Public Policy, the... state and international regulatory compliance matters in response to... Collaborate with VP of Compliance, General Counsel and Sales/Marketing... with federal and state trade practice regulations; communicate with... compliance... read more
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