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Trade Compliance Counsel Jobs in Cambridge

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
Cambridge, MA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
4
Director / Director, Corporate Counsel The candidate will advise... equity issues, including Sarbanes-Oxley compliance, NASDAQ reporting and compliance,... stock administration, ISS and... stockholder proposals. Insider trading compliance, including Section 16 matters... and 10b5-1 trading plans. Draft and review periodic SEC... read more
Company
In-House
Experience
Min 8 yrs required
Location
Boston, MA
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
8
Compliance Director: US Investment Management... Compliance Duties: Assist the Senior... Director in managing Investment Compliance staff; plan, allocate, and... professional working environment.. Review compliance staff’s work papers to... compliance various investment compliance breaches, trade errors, or other compliance... resolving investment compliance matters, trade errors, etc.. Review and...... read more
Company
In-House
Experience
Location
Boston, MA
Posted Date
Jan 11, 19
Info Source
Employer
Total Views
22
SSGA Regulatory Compliance Manager, VP ... Massachusetts SSGA Compliance, VP Regulatory Compliance... Manager State... three decades, sophisticateSSGA Regulaotry Compliance Manager, VPd investors worldwide... institutions. SSGA’s Compliance team of approximately 65... clients on regulatory and compliance issues. This... compliance... read more
Company
In-House
Experience
4-7 yrs required
Location
Boston, MA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
7
Corporate Counsel - Innovative Gene Therapies... Act related reporting and compliance efforts, including responsibility for... corporate governance and SOX compliance matters. Provide advice and... counsel to ensure compliance with... SEC regulations and... preparation of Board materials. Counsel senior managers on complex... counsel... read more
Company
In-House, Akili Interactive Labs
Experience
Min 10 yrs required
Location
Boston, MA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
12
General Counsel The candidate will handle... of credit, and securities); Compliance (regulatory as well as... securities law compliance and corporate governance as... proxy statement, ensuring full compliance with SEC procedures, and... counsel experience a plus), SEC compliance, and employment law. Must...... read more
Company
In-House
Experience
Location
Boston, MA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
19
Job Category: Legal & Compliance Group Location: Boston, MA... subsidiaries Direct outside counsel in connection with transactions... Keep abreast of compliance and regulatory requirements ... subsidiaries Assist General Counsel of HNRG in performance... in Toronto, Canada, we trade as 'MFC' on the...... read more
Company
In-House
Experience
Location
Boston, MA
Posted Date
Jan 11, 19
Info Source
Employer
Total Views
19
Job Category: Legal & Compliance Group Location: Boston, MA... subsidiaries Direct outside counsel in connection with transactions... Keep abreast of compliance and regulatory requirements ... subsidiaries Assist General Counsel of HNRG in performance... in Toronto, Canada, we trade as 'MFC' on the...... read more
Company
Recruiter, BCG Attorney Search
Experience
1-6 yrs required
Location
Boston, MA
Posted Date
Jan 07, 19
Info Source
Recruiter
Total Views
4
with the expansion and compliance of farming operations, regulatory... agricultural issues, including regulatory compliance, business planning, environmental issues,... clients concerning hemp regulatory compliance and assessing regulatory risk.... and designing and implementing compliance plans, operational guides, compliance... and feed companies, industry trade organizations, ag insurers, farm...... read more
Company
In-House
Experience
8-12 yrs required
Location
Boston, MA
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
18
including providing advice and counsel to the company’s accounting... reporting requirements). Participating in various Legal & Compliance Department projects and initiatives... (e.g., Culture Committee, Pro Bono & Community Engagement Committee, Talent & Development Committee, Diversity Committee, offsite planning, strategic planning).... read more
Company
In-House, Manulife Asset Management
Experience
Location
Boston, MA
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
34
Job Category: Legal & Compliance Group Location: Boston, MA... subsidiaries Direct outside counsel in connection with transactions... Keep abreast of compliance and regulatory requirements ... subsidiaries Assist General Counsel of HNRG in performance... in Toronto, Canada, we trade as 'MFC' on the...... read more
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