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Senior Trade Compliance Counsel Jobs in Redwood City

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Job info
Company
In-House, Box, Inc.
Experience
Min 5 yrs required
Location
Redwood City, CA
Posted Date
Jul 20, 18
Info Source
Employer
Total Views
28
Senior Corporate Counsel, Securities and... Box’s Insider Trading Policy and 10b5-1 plans. Work with Legal team members on international subsidiary governance and secretarial matters. Ensure compliance with SEC and NYSE... rules and regulations. Provide support for other projects, as needed.... read more
Company
In-House, Wells Fargo
Experience
Min 5 yrs required
Location
Redwood City, CA
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
14
Capital Markets Counsel III - Foreign Exchange... providing legal advice and counsel to the foreign exchange... trading, credit, operations and compliance functions. Will independently develops... strong working relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the... counsel... read more
Company
In-House, Natera
Experience
Min 20 yrs required
Location
San Carlos, CA
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
51
CFO, COO and other senior management and serves on... various senior executive committees and teams.... Assists General Counsel in: planning for and... counsel Team (ELT), and other senior leaders. Serve as member... Compliance Officer and other Senior Director, Vice President-and-above leaders....... read more
Company
In-House, Wells Fargo
Experience
Min 5 yrs required
Location
San Mateo, CA
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
11
Capital Markets Counsel III - Foreign Exchange... providing legal advice and counsel to the foreign exchange... trading, credit, operations and compliance functions. Will independently develops... strong working relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the... counsel... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
11
Capital Markets Counsel III - Foreign Exchange... providing legal advice and counsel to the foreign exchange... trading, credit, operations and compliance functions. Will independently develops... strong working relationships with senior management of the foreign... business. Works closely with senior leaders to evaluate the... counsel... read more
Company
In-House, Splunk, Inc.
Experience
Min 7 yrs required
Location
San Francisco, CA
Posted Date
Jun 26, 18
Info Source
Employer
Total Views
112
Compliance and Competition Counsel The... tactical delivery of firm's compliance programs, initiatives and updates... compliance law, conflicts of interest, trade controls, and anti-corruption and... making recommendations to the Senior Director in the areas... regulations concerning competition and trade regulations. Providing strategic legal...... read more
Company
In-House, Seagate Technology LLC
Experience
Min 1 yrs required
Location
Cupertino, CA
Posted Date
Jun 29, 18
Info Source
Employer
Total Views
68
Corporate Counsel, Securities And Compliance The candidate will work... closely with Senior Attorneys and high-level internal... Support the Associate General Counsel in activities relating to... with the ethics and compliance function to develop and... training programs. Assist with compliance with NASDAQ rules and... counsel... read more
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