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Senior Regulatory Attorney Jobs in Clifton

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Company
Recruiter, BCG Attorney Search
Experience
5-18 yrs required
Location
Roseland, NJ
Posted Date
Aug 16, 18
Info Source
Recruiter
Total Views
6
mid-level/senior investment management associate attorney with 5-6 years of... investment advisers and broker-dealers. Should have specific expertise in hedge fund and/or private equity fund formation and structuring. Familiarity with the Investment Advisers Act of 1940 and regulatory/compliance experience is preferred.... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Teaneck, NJ
Posted Date
Jun 27, 18
Info Source
Recruiter
Total Views
15
Attorney and management of all regulatory filings, disclosure and other... and the conduct of regulatory examinations. Assist in the... and sales literature. Inform senior management and other personnel... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues. Should have JD...... read more
Company
Recruiter, BCG Attorney Search
Experience
3-8 yrs required
Location
Newark, NJ
Posted Date
Aug 06, 18
Info Source
Recruiter
Total Views
27
of our client seeks senior energy and utilities law... attorney with 3-7 years of... and the Federal Energy Regulatory Commission. Should possess substantial... knowledge of the following: Complex rate cases; Rate setting; Wholesale; Water agreements; Infrastructure siting; Easements; Licensing; Initial... read more
Company
In-House, Prudential Financial, Inc
Experience
Min 15 yrs required
Location
Newark, NJ
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
50
working closely with PGIM’s senior management, s/he will be... management business and its regulatory framework is essential. Must... management skills, Should have 15+ year's of global asset management industry experience. Must have senior executive presence and excellent... business partnership skills.... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 3 yrs required
Location
Jersey City, NJ
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
8
Senior Counsel - Legal Obligations... as other industry developments, regulatory trends and announcements to... design and implementation of regulatory change management processes that... compliance with legal and regulatory requirement changes and other... regulatory metrics and reporting for senior management on the progress...... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
100
Attorney and management of all regulatory filings, disclosure and other... and the conduct of regulatory examinations. Assist in the... sales literature; and keeping senior management and other personnel... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues. Must have a...... read more
Company
In-House, Advisor Group.
Experience
Min 5 yrs required
Location
Jersey City, NJ
Posted Date
Aug 20, 18
Info Source
Employer
Total Views
48
report directly to the Senior Counsel. Will be responsible... for handling regulatory and litigation matters involving... Provide legal support during regulatory examinations. Advise on securities... FINRA arbitration matters and regulatory inquiries and investigations in... Advisor Group to handle regulatory and litigation matters. Draft... regulatory... read more
Company
In-House, PGIM, Inc.
Experience
Min 15 yrs required
Location
Newark, NJ
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
66
Total Applies
1
working closely with ’s senior management, s/he will be... management business and its regulatory framework is essential. Must... management skills, Should have 15+ year's of global asset management industry experience. Must have senior executive presence and excellent... business partnership skills.... read more
Company
In-House, The Depository Trust & Clearin...
Experience
6-8 yrs required
Location
Jersey City, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
51
for performing legal and regulatory functions for firm and... as legal counsel to senior business leaders in firm’s... firm. Identify and evaluate regulatory issues as they arise.... Provide legal and regulatory advice in the development... regulatory to firm, including assisting senior management in preparation for...... read more
Company
In-House
Experience
3-5 yrs required
Location
Jersey City, NJ
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
30
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... attorneys in negotiating the... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... for the resolution of regulatory enforcement matters. Provide counsel... regulatory... read more
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