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27 jobs found for

Senior Compliance Counsel Jobs in North Carolina

Job info
Company
In-House
Experience
8-10 yrs required
Location
Charlotte, NC
Posted Date
Nov 21, 17
Info Source
Employer
Total Views
9
Senior Compliance Officer Essential Duties... and procedures to ensure compliance with the Investment Advisors... the investment advisor’s policies and procedures and business processes to determine areas of testing and risk. Provide input and guidance into broker-dealer compliance initiatives and processes.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Raleigh, NC
Posted Date
Dec 10, 17
Info Source
Employer
Total Views
85
Tax Services Senior - Global Compliance and... (or completion of) a valid CPA certification or licensed attorney status is required. A background in tax compliance and accounting for income... tax and a broad understanding of US income taxation is needed.... read more
Company
In-House
Experience
Min 6 yrs required
Location
Raleigh, NC
Posted Date
Dec 14, 17
Info Source
Employer
Total Views
9
Corporate Counsel/Senior Corporate Counsel The candidate... and provide regulatory (OIG compliance and FDA), promotional, and... Legal Department. Provide legal counsel to management, commercial business... Also, provide promotional legal counsel on medical devices. Products... IP; coordinate with outside counsel and NA Legal Department... counsel... read more
Company
In-House
Experience
Min 7 yrs required
Location
Raleigh, NC
Posted Date
Dec 14, 17
Info Source
Employer
Total Views
45
Senior Privacy Counsel The candidate... the company’s data privacy compliance program. Build a sustainable... and practical privacy compliance program that will serve... counsel and legal documents for compliance with applicable laws and... or law firm or compliance department with direct experience...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Dec 14, 17
Info Source
Employer
Total Views
6
optimize process/control/technical touchpoints. Engage senior business leaders and key... and business managers, technology, compliance, audit, operational risk, Wholesale... strong risk mitigating and compliance-driven culture which firmly establishes... Financial Crimes, Operational, Regulatory Compliance), which includes effectively following,... appropriately fulfilling risk and compliance obligations, timely and effective... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
Concord, NC
Posted Date
Dec 14, 17
Info Source
Employer
Total Views
4
optimize process/control/technical touchpoints. Engage senior business leaders and key... and business managers, technology, compliance, audit, operational risk, Wholesale... strong risk mitigating and compliance-driven culture which firmly establishes... Financial Crimes, Operational, Regulatory Compliance), which includes effectively following,... appropriately fulfilling risk and compliance obligations, timely and effective... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Gastonia, NC
Posted Date
Dec 14, 17
Info Source
Employer
Total Views
4
optimize process/control/technical touchpoints. Engage senior business leaders and key... and business managers, technology, compliance, audit, operational risk, Wholesale... strong risk mitigating and compliance-driven culture which firmly establishes... Financial Crimes, Operational, Regulatory Compliance), which includes effectively following,... appropriately fulfilling risk and compliance obligations, timely and effective... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Dec 14, 17
Info Source
Employer
Total Views
6
Compliance Consultant V The candidate... challenge for Volcker Rule compliance risk management activities involving... aspects of the Volcker Compliance Program, including the Volcker... and annual attestations. Conduct compliance risk assessments in accordance... compliance as necessary. Work with senior management, Law Department and...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Dec 13, 17
Info Source
Employer
Total Views
10
China Business Group Tax Senior Associate The candidate will... and tax consulting and compliance needed. Experience with inbound... and outbound transaction consulting, transfer pricing, foreign tax credit utilization, and tax minimization is essential. Computer expertise including knowledge of tax software... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Dec 13, 17
Info Source
Employer
Total Views
32
Works with regional trade counsel supporting products and initiatives... and coordinates with outside counsel as required to manage... in Legal, Risk and Compliance in order to ensure... issues to the appropriate senior personnel, and advises clients... when non-standard approvals need... read more
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