Part-Time Contract Attorney
The candidate will join... the following: 1940 Act fund governance and board related... matters; SEC and other regulatory matters; product-specific experience in at least two of the following: open-end funds (mutual funds), closed-end funds, and... exchange-traded funds....
Senior Counsel, Mutual Funds
The candidate will... laws related to open-end mutual fund disclosures, operations and... legal colleagues to coordinate mutual fund compliance responsibilities and... interpretations and input to mutual fund compliance program designed... various aspects of the mutual fund compliance program responsibilities... mutual...
Duties: Draft various business... Address numerous matters regarding Mutual Funds, including preparing materials... registration statements for new mutual funds, reviewing board meeting... development process, such as fund structure and formation and... drafting of offering documentation. Serve on the firmâ€™s...
Number of Openings:... subject matter of the attorney's area of practice and/or... leadership management skills
Anticipates and responds effectively to client's needs and actively assists clients by practicing...
40 ACT/Mutual Funds Attorney
The candidate must have... 25+ years of experience. Should preferably have extensive experience in 40 ACT and mutual funds. Previous in-house experience... is preferred....
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The candidate will assist... experience. Experience working with mutual fund complexes, ETFs, investment... advisers, and hedge funds and other private funds, broker-dealers, and independent directors of investment companies are needed. An interest in joining a premier investment services practice...