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Retirement Products & Services Compliance Officer
Duties: Provide... and enhancing their respective compliance programs and establishing consistency... compliance While residing within the Legal/ Compliance Department, will regularly... from the Compliance Department, Legal, the impacted Business Units... – In consultation with legal team, recognize current industry......
Vice President, Compliance
The candidate reports directly... of the Ethics and Compliance Officer is to establish,... compliance in coordination with the Legal department; Independently investigating and... in coordination with the Legal department, with advice interpreting... coordination with the Foundation Legal department, outside independent investigators......
lawyers to provide cradle-to-grave legal contractual support for U.S.... of contact/interface with outside legal counsel (pro-bono and contract).... a resource with outside legal counsel on enhancements to... global registrations as a legal entity, including the preparation... of all legal documents needed. Ensures grant... legal...