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3 jobs found for

Investment Banking Compliance Attorney Jobs in Houston

Job info
Company
In-House
Experience
Min 2 yrs required
Location
Houston, TX
Posted Date
May 17, 18
Info Source
Employer
Total Views
16
documentation, review of Special Investment Requests, review of Power-to-Adjust... (overdraft management, discretionary distributions, compliance with trust policies, termination... example, review trusts for compliance with investment policies; review... trust accounting... system information for accuracy and remediate as necessary, assist with new... read more
Company
In-House, Citigroup Inc
Experience
10-15 yrs required
Location
Houston, TX
Posted Date
May 21, 18
Info Source
Employer
Total Views
41
business. Subject matter includes banking and swap dealer regulation,... Control Functions to ensure compliance by the Commodity business... with applicable laws, regulations and policies/procedures, including through periodic reviews of such laws and regulations, serve as Legal representative on the New... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Houston, TX
Posted Date
Feb 26, 18
Info Source
Recruiter
Total Views
6
be interfacing directly with investment advisors and coordinating investment... activities. Documenting beneficiary distributions... other transactions. Coordinating on compliance matters for corporate governance,... and supporting accounting and banking operations departments. Law Degree... and/or CPA are needed. Should have 3-5 years of... read more
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