Title: Counsel, Marketing Review Job Responsibilities: The Counsel, Marketing Review will be responsible for supporting a diverse range of corporate legal needs related to the global sales, client servicing, and marketing activities of the company. Key responsibilities include: - Reviewing global marketing...
issues under federal securities laws. Key responsibilities include: - Handling Investment Company Act status issues... and opinions. - Managing broker-dealer and investment adviser status issues. -... Providing counseling on broker-dealer and investment adviser registration and compliance.... - Setting up alternative...
Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior... the company's real estate investment funds as part of... the Legal Risk Sustainability Compliance (LRSC) Team. Responsibilities include: - Advising on legal and regulatory matters related to the formation, structuring, distribution/marketing,...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Impact in the Wealth Management Industry Job Title:... United States of America Salary: Competitive Experience: 7+ years in Mergers and Acquisitions and corporate law About Kestra Holdings: - Industry-leading wealth management platforms for independent professionals... nationwide - Innovat...
the company’s real estate investment funds, ensuring adherence to... . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and...