• Develop and maintain regulatory compliance standards for registered investment adviser and broker-dealer clients • Implement and monitor compliance policies and procedures • Develop strategic vision for compliance functional areas • Maintain regulatory risk and governance oversight • Analyze and...
within the Office of the Chief Legal Officer (OCLO), primarily... focusing on reinsurance, insurance claims, and alternative risk transactions. The candidate will provide specialized legal and regulatory expertise supporting... various aspects of (re)insurance coverage analysis, claims litigation, and policy dra...
Counsel will provide expert legal advice and support to... primary responsibilities include: - Providing legal subject matter expertise on... specialized privacy, real estate, investment, or capital markets-related matters and transactions. - Advising, counseling, developing conclusions and recommendations, negotiating on behalf of business...
Serve as a trusted legal advisor to internal lines... Provide timely and practical legal counsel on a wide... range of banking matters, including consumer, commercial, and wealth management issues. - Contract Negotiation & Drafting: Draft, review, and negotiate various commercial agreements,...
Counsel Company: Company Department: Officer Reports To: Chief Executive Officer Wage Category: Exempt Job... will join the company's Legal team, a crucial part... success. The General Counsel will lead a dynamic team dedicated to providing legal advice and support to... all departments. Key responsibilities includ...
Job Title: Chief Compliance Officer Or Senior CounselJob Overview:... an accomplished compliance and legal professional with deep experience... in investment regulation to serve in a senior leadership capacity. This position will play a key role in supporting investment advisers and broker-dealer...